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Northrop Grumman

620 hedge funds and large institutions have $21.4B invested in Northrop Grumman in 2013 Q4 according to their latest regulatory filings, with 82 funds opening new positions, 161 increasing their positions, 283 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

204% more first-time investments, than exits

New positions opened: 82 | Existing positions closed: 27

14% more capital invested

Capital invested by funds: $18.8B → $21.4B (+$2.62B)

8% more funds holding

Funds holding: 572620 (+48)

6% more funds holding in top 10

Funds holding in top 10: 1617 (+1)

1.71% less ownership

Funds ownership: 86.05%84.34% (-1.7%)

43% less repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 283

82% less call options, than puts

Call options by funds: $60.9M | Put options by funds: $336M

Holders
620
Holders Change
+48
Holders Change %
+8.39%
% of All Funds
18%
Holding in Top 10
17
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.25%
% of All Funds
0.49%
New
82
Increased
161
Reduced
283
Closed
27
Calls
$60.9M
Puts
$336M
Net Calls
-$275M
Net Calls Change
-$256M
Name Holding Trade Value Shares
Change
Change in
Stake
First Manhattan
551
First Manhattan
New York
$89K
GAAM
552
Guinness Atkinson Asset Management
California
$88K
CP
553
Corbenic Partners
Pennsylvania
$87K
Carson Wealth (CWM LLC)
554
Carson Wealth (CWM LLC)
Nebraska
$86K
SSB
555
Sandy Spring Bank
Maryland
$86K
BKBG
556
BHF Kleinwort Benson Group
Belgium
$85K
RFA
557
Reilly Financial Advisors
California
$82K -$54.1K -505 -41%
CTC
558
Central Trust Company
Missouri
$82K
M
559
MOTCO
Texas
$80K -$535 -5 -0.7%
WA
560
WFG Advisors
Texas
$79K +$30.9K +289 +72%
WT
561
Whittier Trust
California
$73K -$626K -5,845 -90%
WTC
562
WhitTier Trust Company
Nevada
$70K
SF
563
Synovus Financial
Georgia
$58K -$2.68K -25 -5%
WA
564
Waverly Advisors
Alabama
$55K +$8.67K +81 +21%
OC
565
Oakworth Capital
Alabama
$55K +$51.6K +482 New
MAM
566
Mizuho Asset Management
Japan
$46K
FAM
567
Fred Alger Management
New York
$45K -$1.5K -14 -3%
HCM
568
Highlander Capital Management
New Jersey
$43.8K
RNS
569
Robert N. Shapiro
$40K -$1.07K -10 -3%
KFP
570
Keystone Financial Planning
Ohio
$40K +$37.6K +351 New
NES
571
New England Securities
New York
$38K +$642 +6 +2%
FBT
572
Founders Bank & Trust
Michigan
$35K
AA
573
Apriem Advisors
California
$34K
OIA
574
Optimum Investment Advisors
Illinois
$34K +$107 +1 +0.3%
MUMSS
575
Mitsubishi UFJ Morgan Stanley Securities
Japan
$34K +$32.1K +300 New

NOC Hedge Fund Activity: Q4 2013 in Review

620 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Northrop Grumman (NOC) for Q4 2013, worth a combined $21.4B — up 14% from $18.8B a quarter earlier.

Buyers outnumbered sellers: 82 funds opened new NOC positions and 27 closed out — a net gain of 55 holders — while 161 added to existing stakes and 283 trimmed.

The largest buyer was Bank of America, adding an estimated $103M. The largest seller was American International Group, cutting an estimated $294M.

  • 620 institutional investors held Northrop Grumman (NOC) as of Q4 2013, up from 572 in Q3 2013.
  • Funds reported $21.4B of Northrop Grumman stock for Q4 2013, up 14% quarter-over-quarter.
  • 82 funds opened new Northrop Grumman positions in Q4 2013 and 27 closed out, a net change of +55 holders.
  • The largest Northrop Grumman buyer in Q4 2013 was Bank of America, an estimated $103M added.
  • The largest Northrop Grumman seller in Q4 2013 was American International Group, an estimated $294M sold.

Based on aggregated 13F filings for Q4 2013.