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Northrop Grumman

572 hedge funds and large institutions have $18.8B invested in Northrop Grumman in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 177 increasing their positions, 235 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 34

33% more funds holding in top 10

Funds holding in top 10: 1216 (+4)

11% more capital invested

Capital invested by funds: $17B → $18.8B (+$1.82B)

5% more funds holding

Funds holding: 547572 (+25)

1.79% less ownership

Funds ownership: 87.85%86.05% (-1.8%)

17% less call options, than puts

Call options by funds: $90M | Put options by funds: $109M

25% less repeat investments, than reductions

Existing positions increased: 177 | Existing positions reduced: 235

Holders
572
Holders Change
+25
Holders Change %
+4.57%
% of All Funds
18.54%
Holding in Top 10
16
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+33.33%
% of All Funds
0.52%
New
63
Increased
177
Reduced
235
Closed
34
Calls
$90M
Puts
$109M
Net Calls
-$18.6M
Net Calls Change
-$76.3M
Name Holding Trade Value Shares
Change
Change in
Stake
HI
551
Hudock Inc
Pennsylvania
$14K
LFR
552
Lehman Financial Resources
Pennsylvania
$14K
LFG
553
LifePlan Financial Group
Ohio
$14K
WIL
554
Winifred I. Li
$12K -$11.5K -124 -50%
Jones Financial Companies
555
Jones Financial Companies
Missouri
$11K +$9.8K +106 +815%
SC
556
StellarOne Corp
Virginia
$10K -$16.2K -175 -64%
JFA
557
JNBA Financial Advisors
Minnesota
$10K
PR
558
Payden & Rygel
California
$10K
CPS
559
Counsel Portfolio Services
Ontario, Canada
$9.23K -$3.34M -36,153 -27%
ARMC
560
American Research & Management Company
Massachusetts
$7K
AF
561
Arrow Financial
New York
$7K
FHA
562
First Horizon Advisors
Tennessee
$6K +$1.11K +12 +22%
WOC
563
West Oak Capital
California
$5.24K
MA
564
MCF Advisors
Kentucky
$5K +$3.7K +40 New
HCM
565
Horrell Capital Management
Arkansas
$3K
RIA
566
Regal Investment Advisors
Michigan
$3K
TWA
567
TCI Wealth Advisors
Arizona
$3K
TF
568
Tompkins Financial
New York
$3K +$2.59K +28 New
TIM
569
Tortoise Investment Management
New York
$2K
BAM
570
Barrett Asset Management
New York
$2K +$1.85K +20 New
ST
571
Spot Trading
Illinois
$1K -$3.3M -35,720 -100%
DADC
572
D.A. Davidson & Co
Montana
$1K
ST
573
SpiderRock Trading
Illinois
$1K
Harris Associates
574
Harris Associates
Illinois
-$396M -4,783,500 Closed
Capital Fund Management (CFM)
575
Capital Fund Management (CFM)
France
-$16.9M -204,283 Closed

NOC Hedge Fund Activity: Q3 2013 in Review

572 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Northrop Grumman (NOC) for Q3 2013, worth a combined $18.8B — up 11% from $17B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new NOC positions and 34 closed out — a net gain of 29 holders — while 177 added to existing stakes and 235 trimmed.

The largest buyer was Bank of America, adding an estimated $232M. The largest seller was Harris Associates, exiting entirely with an estimated $396M sold.

  • 572 institutional investors held Northrop Grumman (NOC) as of Q3 2013, up from 547 in Q2 2013.
  • Funds reported $18.8B of Northrop Grumman stock for Q3 2013, up 11% quarter-over-quarter.
  • 63 funds opened new Northrop Grumman positions in Q3 2013 and 34 closed out, a net change of +29 holders.
  • The largest Northrop Grumman buyer in Q3 2013 was Bank of America, an estimated $232M added.
  • The largest Northrop Grumman seller in Q3 2013 was Harris Associates, an estimated $396M sold.

Based on aggregated 13F filings for Q3 2013.