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Northrop Grumman

572 hedge funds and large institutions have $18.8B invested in Northrop Grumman in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 177 increasing their positions, 235 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 34

33% more funds holding in top 10

Funds holding in top 10: 1216 (+4)

11% more capital invested

Capital invested by funds: $17B → $18.8B (+$1.82B)

5% more funds holding

Funds holding: 547572 (+25)

1.79% less ownership

Funds ownership: 87.85%86.05% (-1.8%)

17% less call options, than puts

Call options by funds: $90M | Put options by funds: $109M

25% less repeat investments, than reductions

Existing positions increased: 177 | Existing positions reduced: 235

Holders
572
Holders Change
+25
Holders Change %
+4.57%
% of All Funds
18.54%
Holding in Top 10
16
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+33.33%
% of All Funds
0.52%
New
63
Increased
177
Reduced
235
Closed
34
Calls
$90M
Puts
$109M
Net Calls
-$18.6M
Net Calls Change
-$76.3M
Name Holding Trade Value Shares
Change
Change in
Stake
IC
501
IKOS CIF
Cyprus
$141K +$135K +1,457 New
DBT
502
Dubuque Bank & Trust
Iowa
$138K
MFS
503
MSI Financial Services
Massachusetts
$136K -$23.1K -250 -15%
SSG
504
Summit Securities Group
New York
$133K +$64.7K +700 +100%
PTC
505
Private Trust Company
Ohio
$124K +$112K +1,211 +1,376%
PAS
506
Partnervest Advisory Services
California
$117K +$94.4K +1,021 +491%
RFA
507
Reilly Financial Advisors
California
$116K +$94.3K +1,020 +510%
SAMC
508
Shinko Asset Management Company
Japan
$105K
HF
509
Hoxton Financial
West Virginia
$99K -$13.9K -150 -13%
IMS
510
Index Management Solutions
Pennsylvania
$99K +$96.1K +1,040 New
GGPS
511
Gary Goldberg Planning Services
New York
$95K
PSUF
512
People's United Financial
Connecticut
$95K
HDIM
513
Hanson & Doremus Investment Management
Vermont
$90K
QCMC
514
Quantum Capital Management (California)
California
$87K +$84.1K +910 New
PCM
515
Prelude Capital Management
New York
$86K +$83.2K +900 New
WA
516
WealthTrust-Arizona
Arizona
$85K
CFS
517
Community Financial System
New York
$85K +$8.69K +94 +12%
CBT
518
Central Bank & Trust
Kentucky
$78K +$55.5K +600 +271%
CPA
519
Cowen Prime Advisors
New York
$76K
BFEC
520
Benjamin F. Edwards & Company
Missouri
$75K +$462 +5 +0.6%
First Manhattan
521
First Manhattan
New York
$74K
GAAM
522
Guinness Atkinson Asset Management
California
$73K
SSB
523
Sandy Spring Bank
Maryland
$72K
CP
524
Corbenic Partners
Pennsylvania
$72K +$70.2K +759 New
Carson Wealth (CWM LLC)
525
Carson Wealth (CWM LLC)
Nebraska
$71K +$69K +747 New

NOC Hedge Fund Activity: Q3 2013 in Review

572 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Northrop Grumman (NOC) for Q3 2013, worth a combined $18.8B — up 11% from $17B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new NOC positions and 34 closed out — a net gain of 29 holders — while 177 added to existing stakes and 235 trimmed.

The largest buyer was Bank of America, adding an estimated $232M. The largest seller was Harris Associates, exiting entirely with an estimated $396M sold.

  • 572 institutional investors held Northrop Grumman (NOC) as of Q3 2013, up from 547 in Q2 2013.
  • Funds reported $18.8B of Northrop Grumman stock for Q3 2013, up 11% quarter-over-quarter.
  • 63 funds opened new Northrop Grumman positions in Q3 2013 and 34 closed out, a net change of +29 holders.
  • The largest Northrop Grumman buyer in Q3 2013 was Bank of America, an estimated $232M added.
  • The largest Northrop Grumman seller in Q3 2013 was Harris Associates, an estimated $396M sold.

Based on aggregated 13F filings for Q3 2013.