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Northrop Grumman

804 hedge funds and large institutions have $30.3B invested in Northrop Grumman in 2016 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 282 increasing their positions, 303 reducing their positions, and 58 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less repeat investments, than reductions

Existing positions increased: 282 | Existing positions reduced: 303

3% less funds holding

Funds holding: 826804 (-22)

2.85% less ownership

Funds ownership: 83.62%80.78% (-2.8%)

10% less capital invested

Capital invested by funds: $33.5B → $30.3B (-$3.26B)

19% less first-time investments, than exits

New positions opened: 47 | Existing positions closed: 58

39% less call options, than puts

Call options by funds: $150M | Put options by funds: $246M

48% less funds holding in top 10

Funds holding in top 10: 3116 (-15)

Holders
804
Holders Change
-22
Holders Change %
-2.66%
% of All Funds
21.45%
Holding in Top 10
16
Holding in Top 10 Change
-15
Holding in Top 10 Change %
-48.39%
% of All Funds
0.43%
New
47
Increased
282
Reduced
303
Closed
58
Calls
$150M
Puts
$246M
Net Calls
-$95.9M
Net Calls Change
-$3.16M
Name Holding Trade Value Shares
Change
Change in
Stake
LSV Asset Management
26
LSV Asset Management
Illinois
$242M -$72.8M -336,150 -23%
MC
27
Maverick Capital
Texas
$237M -$13M -60,240 -5%
First Eagle Investment Management
28
First Eagle Investment Management
New York
$232M -$203M -936,867 -46%
AL
29
AJO LP
Pennsylvania
$229M +$8.23M +37,974 +4%
Wells Fargo
30
Wells Fargo
California
$224M -$7.05M -32,544 -3%
Dimensional Fund Advisors
31
Dimensional Fund Advisors
Texas
$223M -$35.7M -164,868 -14%
BIM
32
BlackRock Investment Management
Delaware
$210M -$7.55M -34,853 -3%
Invesco
33
Invesco
Georgia
$201M +$7.21M +33,282 +4%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$181M -$4.04M -18,668 -2%
Legal & General Group
35
Legal & General Group
United Kingdom
$178M -$3.79M -17,484 -2%
TA
36
Teachers Advisors
New York
$161M +$2.37M +10,946 +1%
PPA
37
Parametric Portfolio Associates
Washington
$147M -$8.63M -39,851 -5%
AII
38
AGF Investments Inc
Ontario, Canada
$143M -$19.6M -90,669 -12%
Charles Schwab
39
Charles Schwab
California
$143M +$20.3M +93,951 +16%
Prudential Financial
40
Prudential Financial
New Jersey
$142M +$70.9M +327,493 +98%
New York State Common Retirement Fund
41
New York State Common Retirement Fund
New York
$121M -$996K -4,600 -0.8%
OSAM
42
O'Shaughnessy Asset Management
Connecticut
$121M -$3.38M -15,619 -3%
UBS AM
43
UBS AM
Illinois
$120M +$230K +1,061 +0.2%
Allianz Asset Management
44
Allianz Asset Management
Germany
$116M -$350K -1,617 -0.3%
Deutsche Bank
45
Deutsche Bank
Germany
$113M +$27M +124,683 +31%
Sumitomo Mitsui Trust Group
46
Sumitomo Mitsui Trust Group
Japan
$111M +$138K +637 +0.1%
California Public Employees Retirement System
47
California Public Employees Retirement System
California
$109M -$15.3M -70,700 -12%
Ameriprise
48
Ameriprise
Minnesota
$105M -$106M -487,614 -50%
Swiss National Bank
49
Swiss National Bank
Switzerland
$102M -$1.39M -6,400 -1%
JIR
50
James Investment Research
Ohio
$88M -$25.4M -117,249 -22%

NOC Hedge Fund Activity: Q3 2016 in Review

804 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Northrop Grumman (NOC) for Q3 2016, worth a combined $30.3B — down 9.7% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 58 funds closed out of NOC and 47 opened new positions — a net loss of 11 holders — while 303 trimmed existing stakes and 282 added.

The largest buyer was Fidelity Investments, adding an estimated $263M. The largest seller was Macquarie Group, cutting an estimated $710M.

  • 804 institutional investors held Northrop Grumman (NOC) as of Q3 2016, down from 826 in Q2 2016.
  • Funds reported $30.3B of Northrop Grumman stock for Q3 2016, down 9.7% quarter-over-quarter.
  • 47 funds opened new Northrop Grumman positions in Q3 2016 and 58 closed out, a net change of -11 holders.
  • The largest Northrop Grumman buyer in Q3 2016 was Fidelity Investments, an estimated $263M added.
  • The largest Northrop Grumman seller in Q3 2016 was Macquarie Group, an estimated $710M sold.

Based on aggregated 13F filings for Q3 2016.