We are live on ! Find out more
NOC icon

Northrop Grumman

620 hedge funds and large institutions have $21.4B invested in Northrop Grumman in 2013 Q4 according to their latest regulatory filings, with 82 funds opening new positions, 161 increasing their positions, 283 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

204% more first-time investments, than exits

New positions opened: 82 | Existing positions closed: 27

14% more capital invested

Capital invested by funds: $18.8B → $21.4B (+$2.62B)

8% more funds holding

Funds holding: 572620 (+48)

6% more funds holding in top 10

Funds holding in top 10: 1617 (+1)

1.71% less ownership

Funds ownership: 86.05%84.34% (-1.7%)

43% less repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 283

82% less call options, than puts

Call options by funds: $60.9M | Put options by funds: $336M

Holders
620
Holders Change
+48
Holders Change %
+8.39%
% of All Funds
18%
Holding in Top 10
17
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.25%
% of All Funds
0.49%
New
82
Increased
161
Reduced
283
Closed
27
Calls
$60.9M
Puts
$336M
Net Calls
-$275M
Net Calls Change
-$256M
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
451
Strategy Asset Managers
California
$442K -$15.8K -148 -4%
AWCI
452
Alpine Woods Capital Investors
New York
$436K -$428 -4 -0.1%
FNBT
453
FineMark National Bank & Trust
Florida
$428K -$23.2K -217 -5%
M&T Bank
454
M&T Bank
New York
$428K +$33.7K +315 +9%
TRCT
455
Tower Research Capital (TRC)
New York
$426K -$110K -1,031 -22%
AP
456
Advisor Partners
California
$396K +$31.6K +295 +9%
SKK
457
Shepherd Kaplan Krochuk
Massachusetts
$380K +$18.4K +172 +5%
DHFB
458
Dixon Hubard Feinour & Brown
Virginia
$379K -$167K -1,563 -32%
GI
459
GAMCO Investors
Connecticut
$375K -$114K -1,068 -25%
HH
460
Hilltop Holdings
Texas
$372K +$28.1K +262 +9%
PIM
461
Penobscot Investment Management
Massachusetts
$368K
EWA
462
EP Wealth Advisors
California
$366K -$76.2K -712 -18%
Bank of Nova Scotia
463
Bank of Nova Scotia
Ontario, Canada
$366K +$5.57K +52 +2%
RGC
464
Roberts, Glore & Co
Illinois
$359K -$3.21K -30 -0.9%
MHIC
465
Marble Harbor Investment Counsel
Massachusetts
$356K
BPBT
466
Boston Private Bank & Trust
Massachusetts
$349K +$1.82K +17 +0.6%
FCI
467
Financial Counselors Inc
Kansas
$346K
WG
468
Welch Group
Alabama
$336K
LNWWM
469
Laird Norton Wetherby Wealth Management
California
$333K -$5.14K -48 -2%
FMLI
470
Fukoku Mutual Life Insurance
Japan
$332K
JWBC
471
J.W. Burns & Co
New York
$322K
RBC
472
Ronald Blue & Co
Georgia
$319K -$8.24K -77 -3%
B
473
Baird
Wisconsin
$318K +$24.1K +225 +9%
SSWM
474
Smith Salley Wealth Management
North Carolina
$318K +$297K +2,775 New
DAM
475
Doheny Asset Management
California
$315K

NOC Hedge Fund Activity: Q4 2013 in Review

620 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Northrop Grumman (NOC) for Q4 2013, worth a combined $21.4B — up 14% from $18.8B a quarter earlier.

Buyers outnumbered sellers: 82 funds opened new NOC positions and 27 closed out — a net gain of 55 holders — while 161 added to existing stakes and 283 trimmed.

The largest buyer was Bank of America, adding an estimated $103M. The largest seller was American International Group, cutting an estimated $294M.

  • 620 institutional investors held Northrop Grumman (NOC) as of Q4 2013, up from 572 in Q3 2013.
  • Funds reported $21.4B of Northrop Grumman stock for Q4 2013, up 14% quarter-over-quarter.
  • 82 funds opened new Northrop Grumman positions in Q4 2013 and 27 closed out, a net change of +55 holders.
  • The largest Northrop Grumman buyer in Q4 2013 was Bank of America, an estimated $103M added.
  • The largest Northrop Grumman seller in Q4 2013 was American International Group, an estimated $294M sold.

Based on aggregated 13F filings for Q4 2013.