We are live on ! Find out more
NOC icon

Northrop Grumman

620 hedge funds and large institutions have $21.4B invested in Northrop Grumman in 2013 Q4 according to their latest regulatory filings, with 82 funds opening new positions, 161 increasing their positions, 283 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

204% more first-time investments, than exits

New positions opened: 82 | Existing positions closed: 27

14% more capital invested

Capital invested by funds: $18.8B → $21.4B (+$2.62B)

8% more funds holding

Funds holding: 572620 (+48)

6% more funds holding in top 10

Funds holding in top 10: 1617 (+1)

1.71% less ownership

Funds ownership: 86.05%84.34% (-1.7%)

43% less repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 283

82% less call options, than puts

Call options by funds: $60.9M | Put options by funds: $336M

Holders
620
Holders Change
+48
Holders Change %
+8.39%
% of All Funds
18%
Holding in Top 10
17
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.25%
% of All Funds
0.49%
New
82
Increased
161
Reduced
283
Closed
27
Calls
$60.9M
Puts
$336M
Net Calls
-$275M
Net Calls Change
-$256M
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Asset Management
251
CIBC Asset Management
Ontario, Canada
$3.47M -$282K -2,637 -8%
B
252
Barings
North Carolina
$3.34M -$841K -7,850 -21%
BEAM
253
Baker Ellis Asset Management
Washington
$3.26M -$37.5K -350 -1%
Lazard Asset Management
254
Lazard Asset Management
New York
$3.26M +$385K +3,598 +14%
NB
255
Norinchukin Bank
Japan
$3.23M -$37.9K -354 -1%
Bessemer Group
256
Bessemer Group
New Jersey
$3.14M +$8.57K +80 +0.3%
NCM
257
Narwhal Capital Management
Georgia
$3.13M
LPL Financial
258
LPL Financial
California
$3.11M +$1.23M +11,483 +73%
CAM
259
Capstone Asset Management
Texas
$3.05M -$1.65M -15,428 -37%
AAMU
260
Amundi Asset Management US
Massachusetts
$3.02M +$2.82M +26,344 New
Nomura Holdings
261
Nomura Holdings
Japan
$2.98M -$1.42M -13,280 -34%
Janus Henderson Group
262
Janus Henderson Group
United Kingdom
$2.94M
CSIC
263
Clifford Swan Investment Counsel
California
$2.93M
GF
264
Gabelli Funds
New York
$2.92M -$107K -1,000 -4%
SMDAM
265
Sumitomo Mitsui DS Asset Management
Japan
$2.87M -$219K -2,043 -8%
RFC
266
Regions Financial Corp
Alabama
$2.79M -$60.5K -565 -2%
MOACM
267
Mutual of America Capital Management
New York
$2.73M -$38.9K -363 -1%
CCA
268
Catalyst Capital Advisors
New York
$2.68M +$1.17M +10,948 +88%
MNA
269
Manning & Napier Advisors
New York
$2.67M -$1.43M -13,336 -36%
GI
270
GLG Inc
New York
$2.61M +$2.44M +22,805 New
CEI
271
Clark Estates Inc
New York
$2.57M -$171K -1,600 -7%
NG
272
NatWest Group
United Kingdom
$2.55M -$236K -2,206 -9%
BOH
273
Bank of Hawaii
Hawaii
$2.52M -$8.89K -83 -0.4%
1IC
274
1919 Investment Counsel
Maryland
$2.51M -$214 -2 -0%
CIP
275
Convergence Investment Partners
Florida
$2.48M -$61.5K -574 -3%

NOC Hedge Fund Activity: Q4 2013 in Review

620 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Northrop Grumman (NOC) for Q4 2013, worth a combined $21.4B — up 14% from $18.8B a quarter earlier.

Buyers outnumbered sellers: 82 funds opened new NOC positions and 27 closed out — a net gain of 55 holders — while 161 added to existing stakes and 283 trimmed.

The largest buyer was Bank of America, adding an estimated $103M. The largest seller was American International Group, cutting an estimated $294M.

  • 620 institutional investors held Northrop Grumman (NOC) as of Q4 2013, up from 572 in Q3 2013.
  • Funds reported $21.4B of Northrop Grumman stock for Q4 2013, up 14% quarter-over-quarter.
  • 82 funds opened new Northrop Grumman positions in Q4 2013 and 27 closed out, a net change of +55 holders.
  • The largest Northrop Grumman buyer in Q4 2013 was Bank of America, an estimated $103M added.
  • The largest Northrop Grumman seller in Q4 2013 was American International Group, an estimated $294M sold.

Based on aggregated 13F filings for Q4 2013.