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ProShares S&P 500 Dividend Aristocrats ETF

133 hedge funds and large institutions have $975M invested in ProShares S&P 500 Dividend Aristocrats ETF in 2016 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 73 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

329% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 17

108% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 12

40% more funds holding in top 10

Funds holding in top 10: 57 (+2)

17% more capital invested

Capital invested by funds: $836M → $975M (+$140M)

9% more funds holding

Funds holding: 122133 (+11)

1.26% less ownership

Funds ownership: 81.03%79.77% (-1.3%)

27% less call options, than puts

Call options by funds: $424K | Put options by funds: $581K

Holders
133
Holders Change
+11
Holders Change %
+9.02%
% of All Funds
3.55%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.19%
New
25
Increased
73
Reduced
17
Closed
12
Calls
$424K
Puts
$581K
Net Calls
-$157K
Net Calls Change
+$277K
Name Holding Trade Value Shares
Change
Change in
Stake
CAN
26
Cetera Advisor Networks
California
$4.87M +$3.09M +112,168 +167%
ECML
27
Eagle Capital Management (Louisiana)
Louisiana
$4.45M +$4.52M +163,898 New
11A
28
10-15 Associates
New York
$4.44M +$72.6K +2,634 +2%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$4.34M +$128K +4,656 +3%
SPC
30
Sigma Planning Corp
Michigan
$4.27M +$465K +16,860 +12%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$3.92M +$3.97M +144,112 New
TFA
32
Toth Financial Advisory
Virginia
$3.75M +$220K +7,966 +6%
MFS
33
MSI Financial Services
Massachusetts
$3.65M +$1.37M +49,580 +58%
CWM
34
Concert Wealth Management
California
$3.63M +$925K +33,560 +33%
Jane Street
35
Jane Street
New York
$3.42M +$3.47M +125,716 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$3.22M +$261K +9,462 +9%
Stifel Financial
37
Stifel Financial
Missouri
$3.21M +$657K +23,830 +25%
EDRH
38
Edmond de Rothschild Holding
Switzerland
$3.19M +$691K +25,072 +27%
AG
39
Advisor Group
Arizona
$3.17M +$285K +10,342 +10%
ICOA
40
Investment Centers of America
North Dakota
$3.15M +$939K +34,064 +42%
VNA
41
Valley National Advisers
Pennsylvania
$2.17M +$1.57M +56,980 +250%
MIM
42
Macroview Investment Management
Maryland
$1.93M -$194K -7,050 -9%
OC
43
Oppenheimer & Co
New York
$1.9M -$84.3K -3,058 -4%
Mariner
44
Mariner
Kansas
$1.9M +$1.38M +50,060 +250%
Citigroup
45
Citigroup
New York
$1.81M +$1.68M +60,768 +1,036%
CCP
46
Cardan Capital Partners
Colorado
$1.8M +$52.4K +1,902 +3%
PAG
47
Private Advisor Group
New Jersey
$1.78M +$90.2K +3,272 +5%
WS
48
Wedbush Securities
California
$1.69M -$110K -4,008 -6%
NPC
49
National Planning Corporation
California
$1.64M +$190K +6,890 +12%
EDRS
50
Edmond de Rothschild (Suisse)
Switzerland
$1.59M -$805K -29,200 -33%

NOBL Hedge Fund Activity: Q3 2016 in Review

133 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P 500 Dividend Aristocrats ETF (NOBL) for Q3 2016, worth a combined $975M — up 17% from $836M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new NOBL positions and 12 closed out — a net gain of 13 holders — while 73 added to existing stakes and 17 trimmed.

The largest buyer was Bank of America, adding an estimated $27.5M. The largest seller was Barometer Capital Management, exiting entirely with an estimated $2.68M sold.

  • 133 institutional investors held ProShares S&P 500 Dividend Aristocrats ETF (NOBL) as of Q3 2016, up from 122 in Q2 2016.
  • Funds reported $975M of ProShares S&P 500 Dividend Aristocrats ETF stock for Q3 2016, up 17% quarter-over-quarter.
  • 25 funds opened new ProShares S&P 500 Dividend Aristocrats ETF positions in Q3 2016 and 12 closed out, a net change of +13 holders.
  • The largest ProShares S&P 500 Dividend Aristocrats ETF buyer in Q3 2016 was Bank of America, an estimated $27.5M added.
  • The largest ProShares S&P 500 Dividend Aristocrats ETF seller in Q3 2016 was Barometer Capital Management, an estimated $2.68M sold.

Based on aggregated 13F filings for Q3 2016.