|
1
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$4.86M
|
-329,568
|
Closed
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$3.32M
|
-225,303
|
Closed
|
|
|
3
|
|
–
|
-$1.39M
|
-94,432
|
Closed
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
–
|
-$1.24M
|
-84,430
|
Closed
|
|
|
5
|
Horizon Kinetics
New York
|
–
|
-$1.17M
|
-79,438
|
Closed
|
|
|
6
|
|
–
|
-$980K
|
-66,518
|
Closed
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
–
|
-$807K
|
-54,787
|
Closed
|
|
|
8
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$456K
|
-30,958
|
Closed
|
|
|
9
|
Clear Harbor Asset Management
Stamford,
Connecticut
|
–
|
-$354K
|
-24,025
|
Closed
|
|
|
10
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$226K
|
-15,339
|
Closed
|
|
|
11
|
LPL Financial
San Diego,
California
|
–
|
-$217K
|
-14,750
|
Closed
|
|
|
12
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$204K
|
-13,840
|
Closed
|
|
|
13
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$198K
|
-13,410
|
Closed
|
|
|
14
|
Garrison Bradford & Associates
New York
|
–
|
-$191K
|
-13,000
|
Closed
|
|
|
15
|
Doliver Advisors
Houston,
Texas
|
–
|
-$183K
|
-12,429
|
Closed
|
|
|
16
|
Tortoise Investment Management
White Plains,
New York
|
–
|
-$171K
|
-11,600
|
Closed
|
|
|
17
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$82K
|
-5,568
|
Closed
|
|
|
18
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$33K
|
-2,208
|
Closed
|
|
|
19
|
City Holding Co
Charleston,
West Virginia
|
–
|
-$29K
|
-2,000
|
Closed
|
|
|
20
|
|
–
|
-$25K
|
-1,708
|
Closed
|
|
|
21
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
–
|
-$24K
|
-1,675
|
Closed
|
|
|
22
|
Gupta Wealth Management
San Diego,
California
|
–
|
-$22K
|
-1,500
|
Closed
|
|
|
23
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$14K
|
-940
|
Closed
|
|
