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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
QCIG
126
Quad-Cities Investment Group
Iowa
$8K +$8.14K +600 New
EWM
127
Edge Wealth Management
New York
$4K
GRP
128
Global Retirement Partners
California
$4K
RE
129
RBC Europe
United Kingdom
$3.26K
GWM
130
Geneos Wealth Management
Colorado
$3K
AIS
131
Accurate Investment Solutions
Pennsylvania
$1K
CFA
132
Carroll Financial Associates
North Carolina
$1K
PNC Financial Services Group
133
PNC Financial Services Group
Pennsylvania
$1K +$787 +58 New
Alyeska Investment Group
134
Alyeska Investment Group
Illinois
-$1.31M -100,000 Closed
SGI
135
Summit Global Investments
Utah
-$517K -39,303 Closed
Arrowstreet Capital
136
Arrowstreet Capital
Massachusetts
-$512K -38,938 Closed
Goldman Sachs
137
Goldman Sachs
New York
-$412K -31,347 Closed
DTL
138
Dynamic Technology Lab
Singapore
-$328K -24,991 Closed
Citadel Advisors
139
Citadel Advisors
Florida
-$302K -22,930 Closed
AWA
140
Arete Wealth Advisors
Illinois
-$138K -10,520 Closed
Brown Advisory
141
Brown Advisory
Maryland
-$135K -10,254 Closed
DekaBank Deutsche Girozentrale
142
DekaBank Deutsche Girozentrale
Germany
-$132K -10,000 Closed
WAM
143
Wealthspire Advisors (Maryland)
Maryland
-$106K -8,087 Closed
AIM
144
Advantage Investment Management
Iowa
-$92K -6,965 Closed
PG
145
PEAK6 Group
Illinois
-$51K -3,848 Closed
SWP
146
Stratos Wealth Partners
Ohio
-$25K -1,931 Closed
IWM
147
IHT Wealth Management
Illinois
-$20K -1,500 Closed
QT
148
Quantbot Technologies
New York
-$16K -1,236 Closed
PWM
149
Perigon Wealth Management
California
-$12K -932 Closed
KTC
150
Kistler-Tiffany Companies
Pennsylvania
-$3K -242 Closed