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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
QCIG
126
Quad-Cities Investment Group
Iowa
$8K +$8.14K +600 New
EWM
127
Edge Wealth Management
New York
$4K – – –
GRP
128
Global Retirement Partners
California
$4K – – –
RE
129
RBC Europe
United Kingdom
$3.26K – – –
GWM
130
Geneos Wealth Management
Colorado
$3K – – –
AIS
131
Accurate Investment Solutions
Pennsylvania
$1K – – –
CFA
132
Carroll Financial Associates
North Carolina
$1K – – –
PNC Financial Services Group
133
PNC Financial Services Group
Pennsylvania
$1K +$787 +58 New
Alyeska Investment Group
134
Alyeska Investment Group
Illinois
– -$1.31M -100,000 Closed
SGI
135
Summit Global Investments
Utah
– -$517K -39,303 Closed
Arrowstreet Capital
136
Arrowstreet Capital
Massachusetts
– -$512K -38,938 Closed
Goldman Sachs
137
Goldman Sachs
New York
– -$412K -31,347 Closed
DTL
138
Dynamic Technology Lab
Singapore
– -$328K -24,991 Closed
Citadel Advisors
139
Citadel Advisors
Florida
– -$302K -22,930 Closed
AWA
140
Arete Wealth Advisors
Illinois
– -$138K -10,520 Closed
Brown Advisory
141
Brown Advisory
Maryland
– -$135K -10,254 Closed
DekaBank Deutsche Girozentrale
142
DekaBank Deutsche Girozentrale
Germany
– -$132K -10,000 Closed
WAM
143
Wealthspire Advisors (Maryland)
Maryland
– -$106K -8,087 Closed
AIM
144
Advantage Investment Management
Iowa
– -$92K -6,965 Closed
PG
145
PEAK6 Group
Illinois
– -$51K -3,848 Closed
SWP
146
Stratos Wealth Partners
Ohio
– -$25K -1,931 Closed
IWM
147
IHT Wealth Management
Illinois
– -$20K -1,500 Closed
QT
148
Quantbot Technologies
New York
– -$16K -1,236 Closed
PWM
149
Perigon Wealth Management
California
– -$12K -932 Closed
KTC
150
Kistler-Tiffany Companies
Pennsylvania
– -$3K -242 Closed