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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
SWP
126
Strategic Wealth Partners
Ohio
$15K +$14.1K +1,000 New
SWP
127
Stratos Wealth Partners
Ohio
$13K +$13.1K +930 New
VCM
128
Versant Capital Management
Arizona
$13K +$14.1K +1,000 New
PWM
129
Perigon Wealth Management
California
$12K +$310 +22 +2%
Northwestern Mutual Wealth Management
130
Northwestern Mutual Wealth Management
Wisconsin
$12K +$12.7K +900 New
FMII
131
Farmers & Merchants Investments Inc
Nebraska
$6K +$6.33K +449 New
EWM
132
Edge Wealth Management
New York
$4K – – –
GRP
133
Global Retirement Partners
California
$4K – – –
RE
134
RBC Europe
United Kingdom
$3.25K – – –
KTC
135
Kistler-Tiffany Companies
Pennsylvania
$3K – – –
GWM
136
Geneos Wealth Management
Colorado
$3K +$3.81K +270 New
AIS
137
Accurate Investment Solutions
Pennsylvania
$1K – – –
CFA
138
Carroll Financial Associates
North Carolina
$1K – – –
WAP
139
Wealthcare Advisory Partners
Pennsylvania
$1K – – –
YMRC
140
Yorktown Management & Research Company
Virginia
– -$5.56M -390,000 Closed
PP
141
PDT Partners
New York
– -$475K -33,301 Closed
CSS
142
Cubist Systematic Strategies
Connecticut
– -$201K -14,072 Closed
KA
143
Kovack Advisors
Florida
– -$190K -13,357 Closed
BCM
144
BlueCrest Capital Management
Jersey
– -$174K -12,179 Closed
OAM
145
Oxford Asset Management
United Kingdom
– -$161K -11,450 Closed
AIM
146
Advantage Investment Management
Iowa
– -$83K -5,849 Closed
JCM
147
Jacobi Capital Management
Pennsylvania
– -$18K -1,275 Closed
PCM
148
Penserra Capital Management
California
– -$12K -900 Closed
FMP
149
Financial Management Professionals
Texas
– -$11K -830 Closed
HI
150
Hudock Inc
Pennsylvania
– -$2K -152 Closed