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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
EFS
101
Essex Financial Services
Connecticut
$151K
TAM
102
Tocqueville Asset Management
New York
$150K
Envestnet Asset Management
103
Envestnet Asset Management
Illinois
$148K +$156K +11,764 New
Brown Advisory
104
Brown Advisory
Maryland
$146K +$3.16K +239 +2%
AIA
105
Armor Investment Advisors
North Carolina
$138K
CFGS
106
Concourse Financial Group Securities
Alabama
$68K -$8.27K -625 -10%
PA
107
Parallel Advisors
California
$58K +$61.7K +4,664 New
Russell Investments Group
108
Russell Investments Group
United Kingdom
$52K +$54.7K +4,137 New
Barclays
109
Barclays
United Kingdom
$44K -$86K -6,502 -65%
RIA
110
RPG Investment Advisory
California
$38K
KPW
111
Kore Private Wealth
New York
$33K +$35.1K +2,655 New
BFEC
112
Benjamin F. Edwards & Company
Missouri
$26K +$5.29K +400 +24%
US Bancorp
113
US Bancorp
Minnesota
$17K +$926 +70 +5%
CAM
114
Cresset Asset Management
Illinois
$13K +$14.1K +1,066 New
Simplex Trading
115
Simplex Trading
Illinois
$12K -$182K -13,756 -93%
QCIG
116
Quad-Cities Investment Group
Iowa
$12K +$1.32K +100 +13%
RFC
117
Regions Financial Corp
Alabama
$9K
AF
118
Advisornet Financial
Minnesota
$7K
DWM
119
Doyle Wealth Management
Florida
$5K +$5.29K +400 New
Citigroup
120
Citigroup
New York
$4K
EWM
121
Edge Wealth Management
New York
$4K
Fidelity Investments
122
Fidelity Investments
Massachusetts
$4K +$4.48K +339 +16,950%
GRP
123
Global Retirement Partners
California
$3K -$5.2K -393 -60%
GWM
124
Geneos Wealth Management
Colorado
$3K
Nordea Investment Management
125
Nordea Investment Management
Sweden
$2K +$2.09K +158 New