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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
AllianceBernstein
101
AllianceBernstein
Tennessee
$149K
DekaBank Deutsche Girozentrale
102
DekaBank Deutsche Girozentrale
Germany
$143K
CA
103
Cetera Advisors
Colorado
$141K
Wolverine Trading
104
Wolverine Trading
Illinois
$141K +$146K +10,380 New
IA
105
IFP Advisors
Florida
$140K +$100K +7,115 +222%
Brown Advisory
106
Brown Advisory
Maryland
$138K +$3.58K +254 +3%
Cambridge Investment Research Advisors
107
Cambridge Investment Research Advisors
Iowa
$136K -$51.8K -3,676 -27%
Barclays
108
Barclays
United Kingdom
$123K +$126K +8,910 +4,455%
WAM
109
Wealthspire Advisors (Maryland)
Maryland
$110K
GT
110
Glenmede Trust
Pennsylvania
$102K -$123K -8,700 -53%
TRCT
111
Tower Research Capital (TRC)
New York
$98K +$103K +7,275 New
CPIG
112
Chicago Partners Investment Group
Illinois
$80K +$1.71K +121 +2%
Group One Trading
113
Group One Trading
Illinois
$69K +$71.9K +5,100 New
Deutsche Bank
114
Deutsche Bank
Germany
$68K +$5.64K +400 +9%
Citigroup
115
Citigroup
New York
$50K +$10.2K +723 +24%
PCIA
116
Prime Capital Investment Advisors
Kansas
$49K +$50.7K +3,595 New
RIA
117
RPG Investment Advisory
California
$41K +$662 +47 +2%
Manulife (Manufacturers Life Insurance)
118
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$31K +$3.79K +269 +13%
RFC
119
Regions Financial Corp
Alabama
$30K +$31K +2,200 New
BFEC
120
Benjamin F. Edwards & Company
Missouri
$23K -$16.3K -1,159 -41%
APA
121
American Portfolios Advisors
New York
$21K +$21.8K +1,550 New
IWM
122
IHT Wealth Management
Illinois
$21K
DCM
123
Delpha Capital Management
New York
$19K +$20.2K +1,435 New
US Bancorp
124
US Bancorp
Minnesota
$18K
CA
125
Calton & Associates
Florida
$16K +$16.9K +1,200 New