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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
WA
101
WFG Advisors
Texas
$20K +$19.8K +1,450 New
US Bancorp
102
US Bancorp
Minnesota
$18K +$17.8K +1,300 New
JCM
103
Jacobi Capital Management
Pennsylvania
$16K +$383 +28 +2%
HCC
104
Hirtle Callaghan & Co
Pennsylvania
$14K +$13.7K +1,000 New
FMP
105
Financial Management Professionals
Texas
$11K – – –
PCM
106
Penserra Capital Management
California
$11K +$3.19K +233 +37%
FNBT
107
FineMark National Bank & Trust
Florida
$10K – – –
NFG
108
Next Financial Group
Texas
$7K +$6.84K +500 New
CG
109
Cutler Group
California
$5K +$5.43K +397 New
EWM
110
Edge Wealth Management
New York
$4K – – –
Bank of America
111
Bank of America
North Carolina
$3K -$6.63K -485 -69%
EWM
112
Endurance Wealth Management
Rhode Island
$3K – – –
TC
113
Trust Company
Kansas
$3K +$3.31K +242 New
CFA
114
Carroll Financial Associates
North Carolina
$1K – – –
IWMPD
115
Integrated Wealth Management (Palm Desert)
California
$1K – – –
YCM
116
Yakira Capital Management
Connecticut
– -$493K -38,224 Closed
Stifel Financial
117
Stifel Financial
Missouri
– -$472K -36,611 Closed
TI
118
Trexquant Investment
Connecticut
– -$270K -20,900 Closed
Tudor Investment Corp
119
Tudor Investment Corp
Connecticut
– -$253K -19,593 Closed
ZIM
120
Zacks Investment Management
Illinois
– -$217K -16,824 Closed
Two Sigma Advisers
121
Two Sigma Advisers
New York
– -$175K -13,577 Closed
RJFSA
122
Raymond James Financial Services Advisors
Florida
– -$155K -11,992 Closed
WRM
123
Westport Resources Management
Connecticut
– -$78K -6,056 Closed
BIM
124
BlackRock Investment Management
Delaware
– -$26K -2,000 Closed
PNC Financial Services Group
125
PNC Financial Services Group
Pennsylvania
– -$18K -1,424 Closed