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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
76
Private Advisor Group
New Jersey
$375K +$115K +8,511 +46%
WAM
77
WFA Asset Management
Wisconsin
$371K -$75.4K -5,570 -17%
MA
78
Mutual Advisors
Nebraska
$359K +$10.6K +787 +3%
MSAM
79
Moloney Securities Asset Management
Missouri
$357K +$2.19K +162 +0.6%
RIG
80
Roosevelt Investment Group
New York
$351K
WJWM
81
Williams Jones Wealth Management
New York
$339K -$13.5K -1,000 -4%
RIL
82
Rothschild Investment LLC
Illinois
$333K
GC
83
Guggenheim Capital
Illinois
$321K +$26K +1,925 +9%
PCA
84
Personal Capital Advisors
California
$308K
KCM
85
Kennedy Capital Management
Missouri
$308K +$6.41K +474 +2%
SMH
86
Sanders Morris Harris
Texas
$303K
SPA
87
Shore Point Advisors
New Jersey
$303K
ECM
88
EMC Capital Management
Texas
$302K +$307K +22,706 New
ASN
89
Advisory Services Network
Georgia
$296K +$13.5K +1,000 +5%
WSCM
90
Wellington Shields Capital Management
New York
$291K +$632K +46,700 New
Northern Trust
91
Northern Trust
Illinois
$282K +$275K +20,319 New
Truist Financial
92
Truist Financial
North Carolina
$280K +$53.7K +3,969 +24%
AIM
93
Allen Investment Management
New York
$268K
WA
94
Wambolt & Associates
Colorado
$246K
CA
95
Calton & Associates
Florida
$244K +$10K +739 +4%
Brown Advisory
96
Brown Advisory
Maryland
$235K
BS
97
Boenning & Scattergood
Pennsylvania
$208K
SW
98
SVB Wealth
Massachusetts
$205K +$200K +14,776 New
CANY
99
Caxton Associates (New York)
New York
$193K -$29.4K -2,174 -13%
BRWA
100
B. Riley Wealth Advisors
Florida
$188K -$1.69K -125 -0.9%