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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
51
Cambridge Investment Research Advisors
Iowa
$840K +$166K +12,423 +25%
Cetera Investment Advisers
52
Cetera Investment Advisers
Illinois
$820K -$32.8K -2,453 -4%
FFN
53
Focus Financial Network
Minnesota
$819K -$3.37K -252 -0.4%
RJA
54
Raymond James & Associates
Florida
$803K +$381K +28,484 +89%
Geode Capital Management
55
Geode Capital Management
Massachusetts
$762K
SWM
56
Spire Wealth Management
Virginia
$730K +$31.7K +2,370 +5%
D.E. Shaw & Co
57
D.E. Shaw & Co
New York
$726K -$633K -47,317 -46%
VEA
58
Virtus ETF Advisers
New York
$705K +$2.67K +200 +0.4%
TP
59
Tranquility Partners
Tennessee
$699K +$257K +19,225 +58%
EIP
60
Epoch Investment Partners
New York
$684K +$7.87K +588 +1%
SW
61
SVB Wealth
Massachusetts
$641K +$56.8K +4,246 +10%
PPA
62
Parametric Portfolio Associates
Washington
$531K -$4.08K -305 -0.8%
PAG
63
Private Advisor Group
New Jersey
$484K +$215K +16,107 +80%
Stifel Financial
64
Stifel Financial
Missouri
$479K +$481K +35,984 New
IAIM
65
International Assets Investment Management
Florida
$474K
Creative Planning
66
Creative Planning
Kansas
$467K +$8.16K +610 +2%
CIC
67
Cornercap Investment Counsel
Georgia
$433K
Canada Life
68
Canada Life
Manitoba, Canada
$404K +$403K +30,132 New
ECG
69
Edge Capital Group
Georgia
$399K
RT
70
Rockland Trust
Massachusetts
$397K +$12.4K +926 +3%
OC
71
Oppenheimer & Co
New York
$372K +$2.38K +178 +0.6%
MSAM
72
Moloney Securities Asset Management
Missouri
$347K +$56.5K +4,223 +19%
WJWM
73
Williams Jones Wealth Management
New York
$339K -$234K -17,500 -41%
RIG
74
Roosevelt Investment Group
New York
$337K -$1.78K -133 -0.5%
MA
75
Mutual Advisors
Nebraska
$336K +$2.98K +223 +0.9%