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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
51
JP Morgan Chase
New York
$624K +$137K +10,981 +29%
Citadel Advisors
52
Citadel Advisors
Florida
$568K -$1.13M -90,823 -67%
Bank of New York Mellon
53
Bank of New York Mellon
New York
$550K +$1.12K +90 +0.2%
State Street
54
State Street
Massachusetts
$545K -$24K -1,928 -4%
YCM
55
Yakira Capital Management
Connecticut
$493K
AIM
56
Allen Investment Management
New York
$482K -$22.1K -1,776 -5%
RIL
57
Rothschild Investment LLC
Illinois
$481K +$24.9K +2,000 +6%
Ameriprise
58
Ameriprise
Minnesota
$474K -$6.95M -558,077 -94%
Stifel Financial
59
Stifel Financial
Missouri
$472K +$456K +36,611 New
Citigroup
60
Citigroup
New York
$380K -$2.95K -237 -0.8%
HI
61
Horizon Investments
North Carolina
$375K -$4.5K -361 -1%
FFS
62
Founders Financial Securities
Maryland
$372K -$5.63K -452 -2%
Cambridge Investment Research Advisors
63
Cambridge Investment Research Advisors
Iowa
$358K -$1.07K -86 -0.3%
First Trust Advisors
64
First Trust Advisors
Illinois
$342K +$330K +26,521 New
CIBC World Market
65
CIBC World Market
Ontario, Canada
$321K -$32.5K -2,612 -10%
LTFS
66
Ladenburg Thalmann Financial Services
Florida
$317K +$59K +4,735 +24%
CG
67
Clinton Group
New York
$292K +$110K +8,810 +64%
OC
68
Oppenheimer & Co
New York
$287K -$11.6K -935 -4%
PAM
69
Princeton Alpha Management
New Jersey
$272K -$203K -16,313 -44%
TI
70
Trexquant Investment
Connecticut
$270K +$2.49K +200 +1%
Commonwealth Equity Services
71
Commonwealth Equity Services
Massachusetts
$262K -$13.8K -1,109 -5%
ICAS
72
Investors Capital Advisory Services
Massachusetts
$257K -$12.4K -995 -5%
Tudor Investment Corp
73
Tudor Investment Corp
Connecticut
$253K -$10.2K -820 -4%
CAMG
74
CWA Asset Management Group
Florida
$237K -$4.67K -375 -2%
LPL Financial
75
LPL Financial
California
$231K -$231K -18,518 -51%