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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
51
Citadel Advisors
Florida
$971K +$433K +30,183 +86%
Comerica Bank
52
Comerica Bank
Texas
$952K -$81.9K -5,714 -8%
VFS
53
VSR Financial Services
Kansas
$886K +$21.5K +1,500 +3%
HighTower Advisors
54
HighTower Advisors
Illinois
$880K -$184K -12,870 -18%
Prudential Financial
55
Prudential Financial
New Jersey
$878K -$273K -19,034 -24%
BIG
56
Blackthorn Investment Group
Kansas
$835K
Wellington Management Group
57
Wellington Management Group
Massachusetts
$793K
Bank of New York Mellon
58
Bank of New York Mellon
New York
$775K -$2.24M -155,934 -75%
BCMU
59
BlueCrest Capital Management (UK)
Guernsey
$763K +$736K +51,370 New
AIG
60
American International Group
New York
$757K -$329K -22,921 -31%
ICAS
61
Investors Capital Advisory Services
Massachusetts
$642K +$335K +23,376 +118%
JP Morgan Chase
62
JP Morgan Chase
New York
$613K +$143K +10,000 +32%
Jane Street
63
Jane Street
New York
$607K +$585K +40,843 New
SFM
64
Soros Fund Management
New York
$591K +$571K +39,800 New
Two Sigma Advisers
65
Two Sigma Advisers
New York
$558K +$538K +37,554 New
RIL
66
Rothschild Investment LLC
Illinois
$476K
Barclays
67
Barclays
United Kingdom
$454K +$330K +23,014 +244%
AGM
68
Alpine Global Management
New York
$418K +$403K +28,144 New
CIBC Private Wealth Group
69
CIBC Private Wealth Group
Georgia
$415K -$583K -40,690 -59%
PGH
70
Partners Group Holding
Switzerland
$413K +$122K +8,500 +44%
Marshall Wace
71
Marshall Wace
United Kingdom
$385K +$371K +25,900 New
NL
72
NWAM LLC
Washington
$382K +$15.8K +1,100 +4%
MERSOM
73
Municipal Employees' Retirement System of Michigan
Michigan
$374K
OC
74
Oppenheimer & Co
New York
$360K +$150K +10,470 +76%
Nomura Holdings
75
Nomura Holdings
Japan
$317K +$308K +21,500 New