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NKBS
NEWTEK BUSINESS SERVICES, INC.
NKBS
NKBS
Delisted
NKBS was delisted on the 13th of October, 2006.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
U
26
UBS
Zurich,
Switzerland
| $16K | +$16K | +5,672 | New |
|
| 27 |
BRWA
27
B. Riley Wealth Advisors
Boca Raton,
Florida
| $15.1K | +$15.1K | +5,500 | New |
|
| 28 |
28
Ameriprise
Minneapolis,
Minnesota
| $14K | – | – | – |
|
| 29 |
29
Bank of America
Charlotte,
North Carolina
| $14K | – | – | – |
|
| 30 |
BIM
30
BlackRock Investment Management
Wilmington,
Delaware
| $13K | +$13K | +4,688 | New |
|
| 31 |
31
Acadian Asset Management
Boston,
Massachusetts
| $12K | – | – | – |
|
| 32 |
32
Macquarie Group
Sydney, NSW 2000,
Australia
| $12K | – | – | – |
|
| 33 |
33
Morgan Stanley
New York
| $10K | +$1.43K | +500 | +17% |
|
| 34 |
34
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $5K | – | – | – |
|
| 35 |
35
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $2K | +$2K | +1,000 | New |
|
| 36 |
TF
36
Tompkins Financial
Ithaca,
New York
| $1K | +$1K | +400 | New |
|
| 37 |
37
BNP Paribas Financial Markets
Paris,
France
| $263 | – | – | – |
|
| 38 |
TDC
38
Thompson Davis & Co
Richmond,
Virginia
| – | -$3K | -1,000 | Closed |
|