Ameriprise’s NEWTEK BUSINESS SERVICES, INC. NKBS Stock Holding History

Ameriprise’s Portfolio NKBS Stock Details NKBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-5,000	Closed	-$14K	–	5503
2014 Q3	$14K	Hold	5,000	–	–	﹤0.01%	4682
2014 Q2	$14K	Hold	5,000	–	–	﹤0.01%	4524
2014 Q1	$14K	Hold	5,000	–	–	﹤0.01%	4391
2013 Q4	$16K	Hold	5,000	–	–	﹤0.01%	4179
2013 Q3	$15K	Hold	5,000	–	–	﹤0.01%	4639
2013 Q2	$11K	Buy	+5,000	New	+$11K	﹤0.01%	4751

Other funds holding NKBS

MLICM

Metropolitan Life Insurance Company (MetLife) New York $328M AUM 9.77% 1-Year Est. Return

Ameriprise's NKBS Position: Q4 2014 in Review

Ameriprise sold out of NEWTEK BUSINESS SERVICES, INC. (NKBS) in Q4 2014, closing a stake of 5,000 shares — an estimated $14K sold.

Ameriprise first reported a position in NKBS in Q2 2013 and held it in 6 quarters. The position peaked at $16K in Q4 2013. 1 fund tracked by Wall St. Rank holds NKBS as of Q4 2014.

Ameriprise reported no remaining NEWTEK BUSINESS SERVICES, INC. position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 5,000 NEWTEK BUSINESS SERVICES, INC. shares in Q4 2014, an estimated $14K.
Ameriprise first reported a position in NEWTEK BUSINESS SERVICES, INC. in Q2 2013 and held it in 6 quarters.
Ameriprise's NEWTEK BUSINESS SERVICES, INC. position peaked at $16K in Q4 2013.
1 fund tracked by Wall St. Rank held NEWTEK BUSINESS SERVICES, INC. as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.