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Virtus Newfleet Multi-Sector Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Aviance Capital Management
1
Aviance Capital Management
Florida
$143M +$21.4M +856,830 +17%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$1.55M – – –
Virtu KCG Holdings
3
Virtu KCG Holdings
New York
$623K +$627K +25,167 New
Two Sigma Securities
4
Two Sigma Securities
New York
$207K +$209K +8,369 New
MSI Financial Services
5
MSI Financial Services
Massachusetts
$120K +$2.49K +100 +2%
American International Group
6
American International Group
New York
$88K +$88.9K +3,566 New
Ladenburg Thalmann Financial Services
7
Ladenburg Thalmann Financial Services
Florida
$50K +$24.9K +1,000 +100%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$10K +$10K +400 New
GWM
9
Gupta Wealth Management
California
$5K +$5.46K +219 New
US Bancorp
10
US Bancorp
Minnesota
$4K +$3.89K +156 New
Jane Street
11
Jane Street
New York
– -$284K -11,355 Closed
UBS Group
12
UBS Group
Switzerland
– -$13K -515 Closed
Regal Investment Advisors
13
Regal Investment Advisors
Michigan
– -$1K -62 Closed