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NEOS

Neos Therapeutics, Inc
NEOS

Delisted

NEOS was delisted on the 19th of March, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Franklin Resources
1
Franklin Resources
California
$18.7M +$19.6M +888,250 New
DA
2
DSC Advisors
Illinois
$17.2M +$20M +907,358 New
SCM
3
Sio Capital Management
New York
$14M +$14.7M +666,729 New
TCP
4
Tourbillon Capital Partners
New York
$12.9M +$13.5M +611,686 New
DM
5
Deerfield Management
New York
$9.63M +$10.1M +458,332 New
PA
6
Perceptive Advisors
New York
$7.8M +$8.18M +371,066 New
EMFAT
7
Emerald Mutual Fund Advisers Trust
Pennsylvania
$6.96M +$7.3M +331,142 New
EA
8
Emerald Advisers
Pennsylvania
$6.75M +$7.08M +321,313 New
Adage Capital Partners
9
Adage Capital Partners
Massachusetts
$4.52M +$4.74M +215,000 New
PI
10
Putnam Investments
Massachusetts
$4.52M +$4.74M +215,000 New
WSA
11
Wall Street Associates
California
$4.19M +$4.39M +199,343 New
BFA
12
BlackRock Fund Advisors
California
$3.04M +$3.19M +144,714 New
CS
13
Credit Suisse
Switzerland
$2.59M +$2.72M +123,305 New
BIT
14
BlackRock Institutional Trust
California
$2.19M +$2.3M +104,390 New
Marshall Wace
15
Marshall Wace
United Kingdom
$1.81M +$1.9M +86,233 New
Vanguard Group
16
Vanguard Group
Pennsylvania
$1.57M +$1.65M +74,774 New
DCM
17
DAFNA Capital Management
California
$1.33M +$1.4M +63,400 New
CAM
18
Cormorant Asset Management
Massachusetts
$1.05M +$1.1M +50,000 New
BAMCO Inc
19
BAMCO Inc
New York
$874K +$917K +41,600 New
WRF
20
Waddell & Reed Financial
Kansas
$840K +$881K +40,000 New
State Street
21
State Street
Massachusetts
$770K +$807K +36,604 New
Geode Capital Management
22
Geode Capital Management
Massachusetts
$769K +$807K +36,611 New
BIM
23
BlackRock Investment Management
Delaware
$406K +$426K +19,328 New
TCIM
24
TIAA CREF Investment Management
New York
$337K +$353K +16,023 New
California Public Employees Retirement System
25
California Public Employees Retirement System
California
$332K +$348K +15,800 New
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