|
51
|
Gabelli Funds
Rye,
New York
|
$1.92M
|
–
|
–
|
–
|
|
|
52
|
AGF Management
Toronto,
Ontario, Canada
|
$1.68M
|
–
|
–
|
–
|
|
|
53
|
Jefferies Financial Group
New York
|
$1.6M
|
+$1.64M
|
+33,430
|
New
|
|
|
54
|
Advent Capital Management
New York
|
$1.24M
|
+$1.27M
|
+25,800
|
New
|
|
|
55
|
Ameriprise
Minneapolis,
Minnesota
|
$981K
|
-$19.8M
|
-402,350
|
-95%
|
|
|
56
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
$733K
|
+$751K
|
+15,280
|
New
|
|
|
57
|
Financiere des Professionnels
Montreal,
Quebec, Canada
|
$710K
|
–
|
–
|
–
|
|
|
58
|
Essex Financial Services
Essex,
Connecticut
|
$705K
|
+$723K
|
+14,700
|
New
|
|
|
59
|
UBS Group
Zurich,
Switzerland
|
$700K
|
+$323K
|
+6,561
|
+82%
|
|
|
60
|
Calamos Wealth Management
Naperville,
Illinois
|
$445K
|
+$9.1K
|
+185
|
+2%
|
|
|
61
|
Oppenheimer Asset Management
New York
|
$352K
|
+$361K
|
+7,336
|
New
|
|
|
62
|
Central Pacific Bank - Trust Division
Honolulu,
Hawaii
|
$337K
|
+$345K
|
+7,020
|
New
|
|
|
63
|
Principle Wealth Partners
Madison,
Connecticut
|
$291K
|
+$298K
|
+6,070
|
New
|
|
|
64
|
Ares Systematic Credit
London,
|
$227K
|
+$233K
|
+4,731
|
New
|
|
|
65
|
ODDO BHF Asset Management
Paris,
France
|
$153K
|
+$157K
|
+3,200
|
New
|
|
|
66
|
Russell Investments Group
London,
United Kingdom
|
$134K
|
–
|
–
|
–
|
|
|
67
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$38K
|
–
|
–
|
–
|
|
|
68
|
|
–
|
-$111M
|
-2,200,000
|
Closed
|
|
|
69
|
Context Capital Management
Lajolla,
California
|
–
|
-$47M
|
-935,000
|
Closed
|
|
|
70
|
|
–
|
-$30.7M
|
-609,324
|
Closed
|
|
|
71
|
Monashee Investment Management
Boston,
Massachusetts
|
–
|
-$15.2M
|
-299,970
|
Closed
|
|
|
72
|
Ovata Capital Management
Hong Kong
|
–
|
-$12.6M
|
-250,000
|
Closed
|
|
|
73
|
|
–
|
-$10M
|
-200,000
|
Closed
|
|
|
74
|
Sanders Morris Harris
Houston,
Texas
|
–
|
-$6.95M
|
-138,300
|
Closed
|
|
|
75
|
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Toronto,
Ontario, Canada
|
–
|
-$5.02M
|
-100,000
|
Closed
|
|
