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Netcapital Inc Warrants

Name Holding Trade Value Shares
Change
Change in
Stake
BA
1
Bard Associates
Illinois
$64K +$154K +238,925 New
Walleye Capital
2
Walleye Capital
New York
$43K +$103K +160,473 New
WAM
3
Warberg Asset Management
Illinois
$24K +$57.7K +89,460 New
CS
4
Clear Street
New York
$7K +$17.5K +27,101 New
UBS Group
5
UBS Group
Switzerland
$3K +$6.73K +10,435 New