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NCP

NUVEEN CALIF PERF MUNI FUND
NCP

Delisted

NCP was delisted on the 6th of June, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
-$3.65M -264,291 Closed
SIA
2
Sit Investment Associates
Minnesota
-$1.32M -95,736 Closed
U
3
UBS
Switzerland
-$865K -62,475 Closed
WAM
4
Weiss Asset Management
Massachusetts
-$672K -48,622 Closed
LPL Financial
5
LPL Financial
California
-$433K -31,305 Closed
Bank of America
6
Bank of America
North Carolina
-$429K -31,022 Closed
Morgan Stanley
7
Morgan Stanley
New York
-$314K -22,737 Closed
WT
8
Whittier Trust
California
-$295K -21,286 Closed
Wells Fargo
9
Wells Fargo
California
-$199K -14,374 Closed
Creative Planning
10
Creative Planning
Kansas
-$94K -6,788 Closed
TCM
11
Tradewinds Capital Management
Washington
-$72K -5,200 Closed
MA
12
MUFG Americas
New York
-$66K -4,809 Closed
BCI
13
Brinker Capital Investments
Pennsylvania
-$57K -4,141 Closed
Citigroup
14
Citigroup
New York
-$56K -4,084 Closed
NES
15
New England Securities
New York
-$10K -715 Closed
LTFS
16
Ladenburg Thalmann Financial Services
Florida
-$7K -480 Closed
TRCT
17
Tower Research Capital (TRC)
New York
-$5K -368 Closed
Barclays
18
Barclays
United Kingdom
-$2K -192 Closed