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NBSD

Neuberger Short Duration Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
1
Neuberger Berman Group
New York
$87.1M +$87.5M +1,743,662 New
RJA
2
Raymond James & Associates
Florida
$6.17M +$6.2M +123,574 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.95M +$2.96M +59,020 New
CAM
4
Cresset Asset Management
Illinois
$1.08M +$1.09M +21,692 New
Jane Street
5
Jane Street
New York
$988K +$993K +19,778 New
Cerity Partners
6
Cerity Partners
New York
$634K +$637K +12,684 New
LPL Financial
7
LPL Financial
California
$527K +$529K +10,546 New
Wells Fargo
8
Wells Fargo
California
$455K +$457K +9,102 New
KPWS
9
Kestra Private Wealth Services
Texas
$217K +$218K +4,347 New
UBS Group
10
UBS Group
Switzerland
$52.7K +$52.9K +1,054 New
SPIA
11
Steward Partners Investment Advisory
New York
$9.94K +$9.99K +199 New
Morgan Stanley
12
Morgan Stanley
New York
$600 +$602 +12 New