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Neuberger Option Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$236K +$31.9K +1,168 +15%
CIA
27
Concurrent Investment Advisors
Florida
$227K +$4.62K +169 +2%
AWM
28
AE Wealth Management
Kansas
$206K -$13.5M -493,804 -98%
AF
29
Allworth Financial
California
$79.2K
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$77.3K -$6.37K -233 -7%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$77K +$79K +2,888 New
Q1WB
32
Quest 10 Wealth Builders
Virginia
$52.4K -$217K -7,944 -80%
FFA
33
Farther Finance Advisors
California
$52.3K +$36.6K +1,340 +220%
NS
34
NBC Securities
Alabama
$29.9K
NA
35
NewEdge Advisors
Louisiana
$26.7K
ASN
36
Advisory Services Network
Georgia
$26.6K +$27.2K +994 New
CWP
37
Cornerstone Wealth Partners
Michigan
$17.5K +$17.9K +655 New
NFSG
38
Newbridge Financial Services Group
Florida
$15K
TCM
39
Triumph Capital Management
Colorado
$12.4K
Morgan Stanley
40
Morgan Stanley
New York
$5.7K
GWM
41
Geneos Wealth Management
Colorado
$4.87K +$109 +4 +2%
KCM
42
Key Capital Management
Tennessee
$4.68K -$577K -21,111 -99%
AG
43
AmeriFlex Group
Nevada
$2.7K +$2.76K +101 New
NA
44
Networth Advisors
Pennsylvania
$1.36K -$9.87K -361 -88%
KFG
45
Kingdom Financial Group
Arizona
$150 -$162K -5,932 -100%
LAS
46
Lloyd Advisory Services
Georgia
$150 -$10.4K -382 -98%
BBHC
47
Brown Brothers Harriman & Co
New York
-$574K -21,066 Closed
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
-$555K -20,344 Closed
BlackRock
49
BlackRock
New York
-$539K -19,782 Closed
TA
50
TFB Advisors
Kansas
-$450K -16,511 Closed