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Neuberger Option Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Q1WB
26
Quest 10 Wealth Builders
Virginia
$287K +$34.9K +1,383 +14%
SPIA
27
Steward Partners Investment Advisory
New York
$277K
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$267K +$259K +10,252 New
Truist Financial
29
Truist Financial
North Carolina
$261K -$2.42K -96 -0.9%
JP Morgan Chase
30
JP Morgan Chase
New York
$252K -$33.4M -1,323,415 -99%
CIA
31
Concurrent Investment Advisors
Florida
$208K +$3.73K +148 +2%
STA
32
Summit Trail Advisors
New York
$207K
PSFG
33
Park Square Financial Group
Georgia
$142K +$22.2K +881 +19%
FFA
34
Farther Finance Advisors
California
$135K -$10.8K -430 -8%
AF
35
Allworth Financial
California
$77.2K
T
36
Transce3nd
Texas
$56K +$8.45K +335 +18%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$51K -$123K -4,863 -71%
Morgan Stanley
38
Morgan Stanley
New York
$17.9K +$12K +475 +223%
NS
39
NBC Securities
Alabama
$15K
NFSG
40
Newbridge Financial Services Group
Florida
$14.6K
CA
41
CoreCap Advisors
Michigan
$11.2K
PA
42
Pineridge Advisors
Missouri
$9.33K +$933 +37 +12%
GRP
43
Global Retirement Partners
California
$1.93K +$1.87K +74 New
Fidelity Investments
44
Fidelity Investments
Massachusetts
$833
SCM
45
Sterling Capital Management
North Carolina
$677 +$76 +3 +13%
CIBC Private Wealth Group
46
CIBC Private Wealth Group
Georgia
$26
IWM
47
IHT Wealth Management
Illinois
-$408K -15,952 Closed
UAG
48
United Advisor Group
Ohio
-$269K -10,535 Closed
Thrivent Financial for Lutherans
49
Thrivent Financial for Lutherans
Minnesota
-$203K -7,600 Closed