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Neuberger Option Strategy ETF

44 hedge funds and large institutions have $359M invested in Neuberger Option Strategy ETF in 2024 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

325% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 4

38% more funds holding

Funds holding: 3244 (+12)

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

8% more capital invested

Capital invested by funds: $333M → $359M (+$26.4M)

2.64% more ownership

Funds ownership: 74.5%77.15% (+2.6%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
44
Holders Change
+12
Holders Change %
+37.5%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
17
Increased
12
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
1
Neuberger Berman Group
New York
$213M -$3.56M -134,403 -2%
AssetMark Inc
2
AssetMark Inc
California
$36.1M -$843K -31,810 -2%
CSP
3
Cary Street Partners
Virginia
$29.9M +$30.1M +1,136,112 New
MML Investors Services
4
MML Investors Services
Massachusetts
$13.6M +$1.1M +41,491 +9%
LPL Financial
5
LPL Financial
California
$11.4M +$6.32M +238,584 +123%
AWM
6
AE Wealth Management
Kansas
$10.3M +$10.3M +389,140 New
JP Morgan Chase
7
JP Morgan Chase
New York
$8.99M +$2.23K +84 +0%
MA
8
Marquette Associates
Illinois
$8.22M
WANY
9
Wealthspire Advisors (New York)
New York
$5.77M +$5.81M +219,134 New
UBS Group
10
UBS Group
Switzerland
$4.46M -$280K -10,548 -6%
AWS
11
Atria Wealth Solutions
New York
$3.11M +$3.13M +117,962 New
Raymond James Financial
12
Raymond James Financial
Florida
$2.99M +$3.01M +113,503 New
HWM
13
HB Wealth Management
Georgia
$2.21M -$439K -16,565 -16%
BOSSRA
14
B.O.S.S. Retirement Advisors
Utah
$1.23M +$1.24M +46,687 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.17M +$469K +17,704 +66%
OMC
16
Old Mission Capital
Illinois
$982K +$490K +18,480 +98%
TA
17
TFB Advisors
Kansas
$563K +$28.3K +1,068 +5%
BBHC
18
Brown Brothers Harriman & Co
New York
$555K
Mariner
19
Mariner
Kansas
$446K +$40.7K +1,537 +10%
IWM
20
IHT Wealth Management
Illinois
$405K +$39.2K +1,480 +11%
Osaic Holdings
21
Osaic Holdings
Arizona
$364K -$17.9K -675 -5%
SAG
22
SageView Advisory Group
California
$314K +$7.71K +291 +3%
EH
23
Equitable Holdings
New York
$290K +$7.47K +282 +3%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$281K +$55K +2,075 +24%
SPIA
25
Steward Partners Investment Advisory
New York
$280K

NBOS Hedge Fund Activity: Q4 2024 in Review

44 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Neuberger Option Strategy ETF (NBOS) for Q4 2024, worth a combined $359M — up 7.9% from $333M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new NBOS positions and 4 closed out — a net gain of 13 holders — while 12 added to existing stakes and 9 trimmed.

The largest buyer was AE Wealth Management, opening a new position worth an estimated $10.3M. The largest seller was Neuberger Berman Group, cutting an estimated $3.56M.

  • 44 institutional investors held Neuberger Option Strategy ETF (NBOS) as of Q4 2024, up from 32 in Q3 2024.
  • Funds reported $359M of Neuberger Option Strategy ETF stock for Q4 2024, up 7.9% quarter-over-quarter.
  • 17 funds opened new Neuberger Option Strategy ETF positions in Q4 2024 and 4 closed out, a net change of +13 holders.
  • The largest Neuberger Option Strategy ETF buyer in Q4 2024 was AE Wealth Management, an estimated $10.3M added.
  • The largest Neuberger Option Strategy ETF seller in Q4 2024 was Neuberger Berman Group, an estimated $3.56M sold.

Based on aggregated 13F filings for Q4 2024.