Neuberger Option Strategy ETF
NBOS
46 hedge funds and large institutions have $309M invested in Neuberger Option Strategy ETF in 2026 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 14 closing their positions.
31% more repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 13
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.97% less ownership
Funds ownership: 72.07% → 71.1% (-0.97%)
6% less capital invested
Capital invested by funds: $330M → $309M (-$20.7M)
16% less funds holding
Funds holding: 55 → 46 (-9)
50% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCP
Proficio Capital Partners
Newton,
Massachusetts
|
+$2.88M |
| 2 |
Raymond James Financial
St Petersburg,
Florida
|
+$2.22M |
| 3 |
FTS
Fifth Third Securities
Cincinnati,
Ohio
|
+$1.07M |
| 4 |
JP Morgan Chase
New York
|
+$907K |
| 5 |
Cerity Partners
New York
|
+$559K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AWM
AE Wealth Management
Topeka,
Kansas
|
-$13.5M |
| 2 |
Neuberger Berman Group
New York
|
-$3.91M |
| 3 |
MML Investors Services
Springfield,
Massachusetts
|
-$1.31M |
| 4 |
AssetMark Inc
Concord,
California
|
-$602K |
| 5 |
KCM
Key Capital Management
Hendersonville, Tn 37075,
Tennessee
|
-$577K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
LI
51
LifeWealth Investments
Winter Garden,
Florida
| – | -$393K | -14,410 | Closed |
|
|
BOSSRA
52
B.O.S.S. Retirement Advisors
Lehi,
Utah
| – | -$365K | -13,394 | Closed |
|
53
Truist Financial
Charlotte,
North Carolina
| – | -$355K | -13,025 | Closed |
|
|
SW
54
Simplicity Wealth
Summit,
New Jersey
| – | -$348K | -12,775 | Closed |
|
55
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$254K | -9,320 | Closed |
|
|
SAM
56
Smartleaf Asset Management
Boston,
Massachusetts
| – | -$54K | -1,973 | Closed |
|
|
RCM
57
Raleigh Capital Management
Cary,
North Carolina
| – | -$43.8K | -1,606 | Closed |
|
|
MCM
58
MAI Capital Management
Independence,
Ohio
| – | -$10K | -367 | Closed |
|
59
Fidelity Investments
Boston,
Massachusetts
| – | -$873 | -32 | Closed |
|
|
SCM
60
Sterling Capital Management
Charlotte,
North Carolina
| – | -$709 | -26 | Closed |
|
NBOS Hedge Fund Activity: Q1 2026 in Review
46 of the 8,127 institutional investors tracked by Wall St. Rank reported a position in Neuberger Option Strategy ETF (NBOS) for Q1 2026, worth a combined $309M — down 6.3% from $330M a quarter earlier.
Sellers outnumbered buyers: 14 funds closed out of NBOS and 7 opened new positions — a net loss of 7 holders — while 13 trimmed existing stakes and 17 added.
The largest buyer was Proficio Capital Partners, adding an estimated $2.88M. The largest seller was AE Wealth Management, cutting an estimated $13.5M.
- 46 institutional investors held Neuberger Option Strategy ETF (NBOS) as of Q1 2026, down from 55 in Q4 2025.
- Funds reported $309M of Neuberger Option Strategy ETF stock for Q1 2026, down 6.3% quarter-over-quarter.
- 7 funds opened new Neuberger Option Strategy ETF positions in Q1 2026 and 14 closed out, a net change of -7 holders.
- The largest Neuberger Option Strategy ETF buyer in Q1 2026 was Proficio Capital Partners, an estimated $2.88M added.
- The largest Neuberger Option Strategy ETF seller in Q1 2026 was AE Wealth Management, an estimated $13.5M sold.
Based on aggregated 13F filings for Q1 2026.