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National Bank Holdings
NBHC

98 hedge funds and large institutions have $946M invested in National Bank Holdings in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 36 increasing their positions, 31 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

16% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 31

7% more capital invested

Capital invested by funds: $887M → $946M (+$58.7M)

3.88% more ownership

Funds ownership: 97.55% → 101.44% (+3.9%)

1% more funds holding

Funds holding: 97 → 98 (+1)

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

Holders
98
Holders Change
+1
Holders Change %
+1.03%
% of All Funds
3.18%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.16%
New
14
Increased
36
Reduced
31
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DCM
Discovery Capital Management
Connecticut
+$19.1M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$8.71M
3
Northern Trust
Northern Trust
Illinois
+$8.36M
4
Geode Capital Management
Geode Capital Management
Massachusetts
+$4.41M
5
EAM
Eagle Asset Management
Florida
+$3.46M

Top Sellers

1
BA
BlackRock Advisors
Delaware
-$6.18M
2
UOC
UBS O'Connor
Illinois
-$4.81M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$4.7M
4
NGA
New Generation Advisors
Massachusetts
-$3.94M
5
TCA
Taconic Capital Advisors
New York
-$3.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
IAM
76
Iridian Asset Management
Connecticut
$423K +$82.6K +4,120 +25%
Citigroup
77
Citigroup
New York
$355K -$109K -5,440 -24%
JMPWA
78
JP Morgan Private Wealth Advisors
California
$308K – – –
Bank of America
79
Bank of America
North Carolina
$305K -$2.14M -106,673 -88%
State Board of Administration of Florida Retirement System
80
State Board of Administration of Florida Retirement System
Florida
$305K – – –
BNP Paribas Financial Markets
81
BNP Paribas Financial Markets
France
$296K -$128K -6,386 -31%
AQR Capital Management
82
AQR Capital Management
Connecticut
$265K +$259K +12,900 New
Principal Financial Group
83
Principal Financial Group
Iowa
$263K -$16.4K -820 -6%
Morgan Stanley
84
Morgan Stanley
New York
$207K -$2.63M -131,203 -93%
SG Americas Securities
85
SG Americas Securities
New York
$192K +$188K +9,352 New
BJ
86
BlackRock Japan
Japan
$147K -$151K -7,552 -51%
DADC
87
D.A. Davidson & Co
Montana
$94K +$92.3K +4,600 New
TRCT
88
Tower Research Capital (TRC)
New York
$52K +$42.9K +2,139 +535%
Royal Bank of Canada
89
Royal Bank of Canada
Ontario, Canada
$49K +$47.7K +2,378 New
California Public Employees Retirement System
90
California Public Employees Retirement System
California
$45K +$38.1K +1,900 +633%
BlackRock
91
BlackRock
New York
$27K – – –
Barclays
92
Barclays
United Kingdom
$10K -$3.87K -193 -27%
U
93
UBS
Switzerland
$8K +$7.44K +371 New
Envestnet Asset Management
94
Envestnet Asset Management
Illinois
$7K -$281 -14 -4%
FNBT
95
FineMark National Bank & Trust
Florida
$5K +$5.34K +266 New
WA
96
WealthTrust-Arizona
Arizona
$2K +$401 +20 +20%
PNC Financial Services Group
97
PNC Financial Services Group
Pennsylvania
$1K +$802 +40 New
Manulife (Manufacturers Life Insurance)
98
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$825 -$4.67K -233 -0.6%
Fidelity Investments
99
Fidelity Investments
Massachusetts
– -$4.7M -238,501 Closed
NGA
100
New Generation Advisors
Massachusetts
– -$3.94M -200,000 Closed
1 2 3
4
5

NBHC Hedge Fund Activity: Q3 2013 in Review

98 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in National Bank Holdings (NBHC) for Q3 2013, worth a combined $946M — up 6.6% from $887M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NBHC positions and 13 closed out — a net gain of 1 holder — while 36 added to existing stakes and 31 trimmed.

The largest buyer was Discovery Capital Management, opening a new position worth an estimated $19.1M. The largest seller was BlackRock Advisors, cutting an estimated $6.18M.

  • 98 institutional investors held National Bank Holdings (NBHC) as of Q3 2013, up from 97 in Q2 2013.
  • Funds reported $946M of National Bank Holdings stock for Q3 2013, up 6.6% quarter-over-quarter.
  • 14 funds opened new National Bank Holdings positions in Q3 2013 and 13 closed out, a net change of +1 holder.
  • The largest National Bank Holdings buyer in Q3 2013 was Discovery Capital Management, an estimated $19.1M added.
  • The largest National Bank Holdings seller in Q3 2013 was BlackRock Advisors, an estimated $6.18M sold.

Based on aggregated 13F filings for Q3 2013.