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National Bank Holdings
NBHC

102 hedge funds and large institutions have $900M invested in National Bank Holdings in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 32 increasing their positions, 44 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

4% more funds holding

Funds holding: 98 → 102 (+4)

5% less capital invested

Capital invested by funds: $946M → $900M (-$45.9M)

1.92% less ownership

Funds ownership: 101.44% → 99.52% (-1.9%)

27% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 44

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
102
Holders Change
+4
Holders Change %
+4.08%
% of All Funds
2.96%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.09%
New
14
Increased
32
Reduced
44
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
State Street
State Street
Massachusetts
+$17.1M
2
JP Morgan Chase
JP Morgan Chase
New York
+$7.46M
3
EBIM
Eagle Boston Investment Management
Massachusetts
+$5.26M
4
PFMOSF
Philadelphia Financial Management of San Francisco
California
+$5.26M
5
CC
Carlson Capital
Texas
+$3.03M

Top Sellers

Rank Fund Capital Flow
1
PC
Paulson & Co
New York
-$44.7M
2
FC
FBR & Co
Virginia
-$22.8M
3
Wellington Management Group
Wellington Management Group
Massachusetts
-$8.31M
4
Boston Partners
Boston Partners
Massachusetts
-$6.95M
5
PI
Putnam Investments
Massachusetts
-$5.16M
Name Holding Trade Value Shares
Change 		Change in
Stake
KCM
26
Kennedy Capital Management
Missouri
$8.1M +$53K +2,550 +0.7%
RFC
27
Russell Frank Company
Washington
$7.61M +$328K +15,790 +4%
Geode Capital Management
28
Geode Capital Management
Massachusetts
$7.18M +$1.03M +49,559 +17%
Comerica Bank
29
Comerica Bank
Texas
$7.12M +$1.11M +53,587 +19%
UBS AM
30
UBS AM
Illinois
$6.57M -$361K -17,400 -5%
SAAM
31
Solus Alternative Asset Management
New Jersey
$6.38M – – –
TCM
32
TimesSquare Capital Management
New York
$6.37M -$482K -23,200 -7%
TA
33
Tiptree Advisors
New York
$6.08M – – –
Bank of New York Mellon
34
Bank of New York Mellon
New York
$5.63M -$142K -6,845 -3%
EBSAM
35
Eubel Brady & Suttman Asset Management
Ohio
$5.6M – – –
PI
36
Putnam Investments
Massachusetts
$5.51M -$5.16M -248,305 -49%
CP
37
Clover Partners
Texas
$5.13M +$2.07M +99,638 +71%
TCIM
38
TIAA CREF Investment Management
New York
$4.65M -$701K -33,757 -13%
MCM
39
Maltese Capital Management
New York
$4.28M +$573K +27,600 +16%
OAMG
40
Odey Asset Management Group
United Kingdom
$4.08M – – –
BIM
41
BlackRock Investment Management
Delaware
$3.29M -$580K -27,905 -15%
Nordea Investment Management
42
Nordea Investment Management
Sweden
$3.23M +$254K +12,225 +9%
WHG
43
Westwood Holdings Group
Texas
$3.22M +$185K +8,900 +6%
UOC
44
UBS O'Connor
Illinois
$3.21M -$3.79M -182,694 -55%
HMC
45
Harbert Management Corporation
Alabama
$3.21M -$1.56M -75,000 -33%
MOACM
46
Mutual of America Capital Management
New York
$2.99M +$221K +10,661 +8%
HAI
47
Hennessy Advisors Inc
California
$2.78M – – –
SCCM
48
Schafer Cullen Capital Management
New York
$2.73M -$11.7K -565 -0.4%
Charles Schwab
49
Charles Schwab
California
$2.56M +$29.5K +1,419 +1%
FHC
50
Forest Hill Capital
Arkansas
$2.44M +$2.37M +114,200 New
1
2
3 4 5

NBHC Hedge Fund Activity: Q4 2013 in Review

102 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in National Bank Holdings (NBHC) for Q4 2013, worth a combined $900M — down 4.9% from $946M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NBHC positions and 10 closed out — a net gain of 4 holders — while 32 added to existing stakes and 44 trimmed.

The largest buyer was State Street, adding an estimated $17.1M. The largest seller was Paulson & Co, exiting entirely with an estimated $44.7M sold.

  • 102 institutional investors held National Bank Holdings (NBHC) as of Q4 2013, up from 98 in Q3 2013.
  • Funds reported $900M of National Bank Holdings stock for Q4 2013, down 4.9% quarter-over-quarter.
  • 14 funds opened new National Bank Holdings positions in Q4 2013 and 10 closed out, a net change of +4 holders.
  • The largest National Bank Holdings buyer in Q4 2013 was State Street, an estimated $17.1M added.
  • The largest National Bank Holdings seller in Q4 2013 was Paulson & Co, an estimated $44.7M sold.

Based on aggregated 13F filings for Q4 2013.