NBH

Neuberger Berman Municipal Fund
NBH

Overview Fund Activity

30 hedge funds and large institutions have $23.1M invested in Neuberger Berman Municipal Fund in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
16
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$5.55M
2
Invesco
2
Invesco
Georgia
$1.15M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.06M
4
Nuveen Asset Management
4
Nuveen Asset Management
Illinois
$542K
5
GC
5
Guggenheim Capital
Illinois
$3.43M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$0
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
HK
3
Horizon Kinetics
New York
$1.3M
4
LPL Financial
4
LPL Financial
California
$301K
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$156K
Name Market Value Shares Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$5.55M 396,930 +116,649 +42%
GC
2
Guggenheim Capital
Illinois
$3.43M 245,590 +18,188 +8%
Morgan Stanley
3
Morgan Stanley
New York
$2.06M 147,070 +45,687 +45%
HK
4
Horizon Kinetics
New York
$1.3M 93,310 -10,794 -10%
Wells Fargo
5
Wells Fargo
California
$1.29M 92,344 +5,829 +7%
Invesco
6
Invesco
Georgia
$1.15M 82,514 +76,452 +1,261%
BC
7
Bartlett & Co
Ohio
$1.05M 75,144 +2,305 +3%
RJA
8
Raymond James & Associates
Florida
$889K 63,666 -276 -0.4%
BC
9
Brinker Capital
Pennsylvania
$883K 63,207 +3,340 +6%
First Trust Advisors
10
First Trust Advisors
Illinois
$851K 60,933 +179 +0.3%
HighTower Advisors
11
HighTower Advisors
Illinois
$752K 53,859 +274 +0.5%
PMG
12
ProVise Management Group
Florida
$739K 52,884 -150 -0.3%
Bank of America
13
Bank of America
North Carolina
$543K 38,890 +5,533 +17%
Nuveen Asset Management
14
Nuveen Asset Management
Illinois
$542K 38,828 +18,221 +88%
RJT
15
Raymond James Trust
Florida
$351K 25,128 – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$302K 21,646 +1,089 +5%
LPL Financial
17
LPL Financial
California
$301K 22,209 -7,032 -24%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$276K 19,752 +9,809 +99%
FAAS
19
First Allied Advisory Services
California
$226K 15,980 +80 +0.5%
FAM
20
Formidable Asset Management
Ohio
$157K 11,168 +11,168 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$156K 11,134 -940 -8%
VanEck Associates
22
VanEck Associates
New York
$150K 10,768 +481 +5%
HCM
23
Highlander Capital Management
New Jersey
$41.9K 3,000 – –
CFSG
24
Community Financial Services Group
Vermont
$36K 2,600 – –
WA
25
WFG Advisors
Texas
$35K 2,537 +32 +1%
1
2