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Neuberger Disrupters ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
1
Neuberger Berman Group
New York
$12.1M -$912K -31,113 -8%
JWCA
2
J.W. Cole Advisors
Florida
$1.83M +$1.56M +53,300 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$793K +$517K +17,646 +322%
TA
4
TFB Advisors
Kansas
$759K +$99.6K +3,397 +18%
FGA
5
Fortis Group Advisors
New Jersey
$227K +$194K +6,628 New
LPL Financial
6
LPL Financial
California
$224K +$191K +6,523 New
AssetMark Inc
7
AssetMark Inc
California
$88.8K +$75.9K +2,590 New
Osaic Holdings
8
Osaic Holdings
Arizona
$3.43K -$88K -3,000 -97%
UBS Group
9
UBS Group
Switzerland
$2.54K +$968 +33 +80%
Citadel Advisors
10
Citadel Advisors
Florida
-$310K -11,709 Closed
FFA
11
Farther Finance Advisors
California
-$73.6K -2,750 Closed