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Nuveen Taxable Municipal Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$13.3M +$916K +50,468 +8%
TIM
2
Tortoise Investment Management
New York
$8.94M +$8.78M +484,207 +60,526%
Wells Fargo
3
Wells Fargo
California
$7.05M +$298K +16,424 +4%
Morgan Stanley
4
Morgan Stanley
New York
$6.87M +$289K +15,940 +4%
U
5
UBS
Switzerland
$6.29M +$546K +30,071 +10%
PAIM
6
Punch & Associates Investment Management
Minnesota
$6.1M +$1.85M +102,170 +45%
RCM
7
Rivernorth Capital Management
Florida
$5.75M
RJA
8
Raymond James & Associates
Florida
$5.09M +$1M +55,387 +25%
Invesco
9
Invesco
Georgia
$4.43M +$44.8K +2,470 +1%
OA
10
Oxbow Advisors
Texas
$2.43M +$1.83M +100,701 +326%
KIM
11
Karpus Investment Management
New York
$2.16M +$502K +27,686 +31%
TG
12
TCW Group
California
$1.71M +$484K +26,700 +40%
LPL Financial
13
LPL Financial
California
$1.71M +$59K +3,250 +4%
Goldman Sachs
14
Goldman Sachs
New York
$1.69M -$26K -1,435 -2%
AQR Capital Management
15
AQR Capital Management
Connecticut
$1.19M +$479K +26,381 +69%
V
16
Veritable
Delaware
$1.09M -$1.7M -93,450 -61%
SIA
17
Sit Investment Associates
Minnesota
$1.05M
PNC
18
Park National Corp
Ohio
$941K -$407K -22,428 -31%
FFA
19
First Foundation Advisors
California
$749K +$30.7K +1,692 +4%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$623K -$231K -12,711 -27%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$480K +$6.42K +354 +1%
B
22
Baird
Wisconsin
$441K +$180K +9,918 +71%
OFG
23
OTA Financial Group
New York
$394K +$388K +21,389 New
BTS
24
BB&T Securities
Virginia
$363K +$9.98K +550 +3%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$327K -$10.6K -587 -3%