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Nuveen Taxable Municipal Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DC
26
Davenport & Co
Virginia
$284K +$19.1K +900 +7%
HCM
27
Hollencrest Capital Management
California
$253K
AIM
28
Allen Investment Management
New York
$226K -$27.7K -1,304 -11%
WS
29
Wedbush Securities
California
$207K +$207K +9,740 New
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$129K -$63.4K -2,988 -33%
GAM
31
Gemmer Asset Management
California
$62K +$61.6K +2,900 New
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$55K -$19.9K -936 -26%
MFS
33
MSI Financial Services
Massachusetts
$45K -$162K -7,615 -78%
Creative Planning
34
Creative Planning
Kansas
$40K +$31.2K +1,470 +368%
Citigroup
35
Citigroup
New York
$33K +$17.6K +827 +118%
TRCT
36
Tower Research Capital (TRC)
New York
$17K +$17K +800 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$11K +$10.8K +508 New
US Bancorp
38
US Bancorp
Minnesota
$8K
IWMPD
39
Integrated Wealth Management (Palm Desert)
California
$2K +$2.12K +100 New
AQR Capital Management
40
AQR Capital Management
Connecticut
-$1.36M -64,245 Closed
V
41
Veritable
Delaware
-$1.13M -53,520 Closed
LIA
42
LBMC Investment Advisors
Tennessee
-$432K -20,375 Closed
LCM
43
Landscape Capital Management
New Jersey
-$269K -12,704 Closed
SG Americas Securities
44
SG Americas Securities
New York
-$226K -10,663 Closed
UAS
45
United Asset Strategies
New York
-$207K -9,750 Closed
RC
46
RegentAtlantic Capital
New Jersey
-$77.4K -3,655 Closed
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
-$13K -600 Closed
MAA
48
Managed Account Advisors
New Jersey
+$318 +15 New