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NAK

Northern Dynasty Minerals

Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
26
BlackRock
New York
$23K +$17.4K +24,175 +136%
AG
27
Advisor Group
Arizona
$21K -$2.34K -3,247 -8%
PP
28
Paloma Partners
Connecticut
$18K +$23.9K +33,125 New
HFS
29
HL Financial Services
Kentucky
$17K
Bank of America
30
Bank of America
North Carolina
$17K +$11.4K +15,800 +105%
GF
31
Gabelli Funds
New York
$16K -$144K -200,000 -87%
PSUF
32
People's United Financial
Connecticut
$16K
Group One Trading
33
Group One Trading
Illinois
$12K -$181K -250,500 -92%
IAA
34
Independent Advisor Alliance
North Carolina
$11K
SMC
35
Smith, Moore & Co
Missouri
$11K
VF
36
Virtu Financial
New York
$10K -$96.3K -133,448 -88%
SC
37
Savant Capital
Illinois
$9K
SAM
38
Shell Asset Management
Netherlands
$7K -$7K -9,700 -43%
RJA
39
Raymond James & Associates
Florida
$7K -$5.77K -8,000 -39%
LPL Financial
40
LPL Financial
California
$7K +$9.39K +13,010 New
FDCDDQ
41
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.27K
SAM
42
Seelaus Asset Management
New Jersey
$6K -$2.89K -4,000 -25%
JWM
43
JGP Wealth Management
Oregon
$6K +$8.01K +11,100 New
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$5K -$8.23K -11,410 -55%
Simplex Trading
45
Simplex Trading
Illinois
$5K -$7.9K -10,953 -51%
Ameriprise
46
Ameriprise
Minnesota
$5K
OCM
47
One Capital Management
California
$5K
FIA
48
FNY Investment Advisers
New York
$5K +$7.21K +10,000 New
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$4K
TRCT
50
Tower Research Capital (TRC)
New York
$3K -$1.44K -2,000 -24%