NAK

Northern Dynasty Minerals
NAK

Overview Fund Activity

55 hedge funds and large institutions have $68.5M invested in Northern Dynasty Minerals in 2016 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 18 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
+9
Holders Change %
+19.57%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
15
Increased
18
Reduced
9
Closed
4
Calls
$160K
Puts
$1.41M
Net Calls
-$1.25M
Net Calls Change
-$1.2M

Top Buyers

1
LCM
1
Lonestar Capital Management
California
$8.28M
2
Millennium Management
2
Millennium Management
New York
$6.16M
3
ECP
3
Empyrean Capital Partners
California
$5.41M
4
UBS Group
4
UBS Group
Switzerland
$1.88M
5
Hudson Bay Capital Management
5
Hudson Bay Capital Management
Connecticut
$1.4M

Top Sellers

1
Mackenzie Financial
1
Mackenzie Financial
Ontario, Canada
$3.26M
2
SI
2
Sprott Inc
Ontario, Canada
$166K
3
IGIM
3
I.G. Investment Management
Manitoba, Canada
$0
4
GGHC
4
Gilder Gagnon Howe & Co
New York
$2.43M
5
Connor, Clark & Lunn Investment Management (CC&L)
5
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$592K
Name Holding Trade Value Shares
Change 		Shares
Change %
Simplex Trading
26
Simplex Trading
Illinois
$158K +$158K +76,544 New
Bank of America
27
Bank of America
North Carolina
$90K +$32.8K +15,900 +57%
Wolverine Trading
28
Wolverine Trading
Illinois
$83K +$83K +40,132 New
CIBC World Market
29
CIBC World Market
Ontario, Canada
$62K +$62K +30,000 New
PSUF
30
People's United Financial
Connecticut
$61K +$61K +29,695 New
Toronto Dominion Bank
31
Toronto Dominion Bank
Ontario, Canada
$52K -$173 -83 -0.3%
MFS
32
MSI Financial Services
Massachusetts
$52K – – –
HFS
33
HL Financial Services
Kentucky
$52K – – –
AG
34
Advisor Group
Arizona
$41K +$22.7K +11,000 +124%
IAA
35
Independent Advisor Alliance
North Carolina
$39K +$39K +15,000 New
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$38K +$3.27K +2,700 +9%
FPCP
37
Fort Point Capital Partners
California
$33K +$33K +11,100 New
Bank of New York Mellon
38
Bank of New York Mellon
New York
$28K +$28K +13,701 New
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$23K +$2.46K +1,200 +12%
GC
40
Grimes & Company
Massachusetts
$22K +$22K +10,400 New
CS
41
Credit Suisse
Switzerland
$21K – – –
OCM
42
One Capital Management
California
$21K – – –
Creative Planning
43
Creative Planning
Kansas
$10K -$8K -4,000 -44%
Morgan Stanley
44
Morgan Stanley
New York
$10K -$2.98K -1,400 -23%
TRCT
45
Tower Research Capital (TRC)
New York
$10K +$10K +3,600 New
IA
46
IFP Advisors
Florida
$9K – – –
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$7K +$4.81K +2,200 +220%
Schroder Investment Management Group
48
Schroder Investment Management Group
United Kingdom
$6K – – –
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$5K -$2.11K -1,000 -30%
DAM
50
Delta Asset Management
Tennessee
$5K +$5K +2,183 New
1
2
3