|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$49.7M
|
–
|
–
|
–
|
|
|
2
|
|
$14.7M
|
-$176K
|
-16,179
|
-1%
|
|
|
3
|
Pathstone Holdings
Englewood,
New Jersey
|
$11.2M
|
-$1.54M
|
-141,315
|
-12%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$11.2M
|
-$892K
|
-81,962
|
-8%
|
|
|
5
|
Congress Park Capital
Saratoga Springs,
New York
|
$7.12M
|
+$2.11M
|
+193,385
|
+43%
|
|
|
6
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
$4.99M
|
-$1.56M
|
-142,947
|
-24%
|
|
|
7
|
Mackay Shields LLC
New York
|
$4.23M
|
+$3.96M
|
+363,605
|
+1,965%
|
|
|
8
|
VanEck Associates
New York
|
$3.89M
|
+$112K
|
+10,304
|
+3%
|
|
|
9
|
AQR Arbitrage
Greenwich,
Connecticut
|
$2.99M
|
-$1.36M
|
-125,351
|
-32%
|
|
|
10
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$2.97M
|
+$441K
|
+40,542
|
+18%
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$2.61M
|
+$219K
|
+20,159
|
+9%
|
|
|
12
|
Brown Brothers Harriman & Co
New York
|
$2.6M
|
+$2.51M
|
+230,344
|
+4,607%
|
|
|
13
|
Advisors Asset Management
Monument,
Colorado
|
$2.41M
|
-$911K
|
-83,655
|
-28%
|
|
|
14
|
Penserra Capital Management
Orinda,
California
|
$2.32M
|
+$2.29M
|
+209,986
|
New
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$2.26M
|
+$398K
|
+36,562
|
+22%
|
|
|
16
|
LPL Financial
San Diego,
California
|
$2.04M
|
+$454K
|
+41,744
|
+29%
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
$1.83M
|
-$174K
|
-15,988
|
-9%
|
|
|
18
|
|
$1.66M
|
+$408K
|
+37,453
|
+33%
|
|
|
19
|
|
$1.64M
|
+$762K
|
+70,000
|
+89%
|
|
|
20
|
Vivaldi Capital Management
Chicago,
Illinois
|
$1.54M
|
-$257K
|
-23,648
|
-14%
|
|
|
21
|
Rothschild Investment LLC
Chicago,
Illinois
|
$1.52M
|
–
|
–
|
–
|
|
|
22
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$1.34M
|
+$225K
|
+20,651
|
+21%
|
|
|
23
|
|
$1.28M
|
+$1.26M
|
+115,529
|
New
|
|
|
24
|
Osaic Holdings
Scottsdale,
Arizona
|
$1.24M
|
+$95K
|
+8,727
|
+8%
|
|
|
25
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$1.04M
|
-$130K
|
-11,963
|
-11%
|
|
