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ProShares Ultra MidCap400

21 hedge funds and large institutions have $76.7M invested in ProShares Ultra MidCap400 in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more capital invested

Capital invested by funds: $23.6M → $76.7M (+$53.1M)

205.88% more ownership

Funds ownership: 142.06%347.94% (+206%)

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

40% more funds holding

Funds holding: 1521 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

65% less call options, than puts

Call options by funds: $1.59M | Put options by funds: $4.57M

Holders
21
Holders Change
+6
Holders Change %
+40%
% of All Funds
0.68%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
7
Reduced
3
Closed
4
Calls
$1.59M
Puts
$4.57M
Net Calls
-$2.98M
Net Calls Change
-$3.73M
Name Holding Trade Value Shares
Change
Change in
Stake
VAM
1
Visionary Asset Management
Texas
$26M +$24.4M +1,388,346 New
Goldman Sachs
2
Goldman Sachs
New York
$16.5M +$15.9M +907,638 New
VF
3
Virtu Financial
New York
$9.63M -$2.61M -148,632 -22%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.16M +$7.21M +410,796 +1,079%
TRCT
5
Tower Research Capital (TRC)
New York
$4.26M +$3.8M +216,390 +1,181%
VKH
6
Virtu KCG Holdings
New York
$3M +$2.9M +164,892 New
PFS
7
Prospera Financial Services
Texas
$2.41M +$2.26M +128,988 New
LPL Financial
8
LPL Financial
California
$2.07M +$1.06M +60,624 +123%
TH
9
Timber Hill
Connecticut
$1.78M +$1.72M +97,968 New
CAM
10
CMT Asset Management
Illinois
$983K +$950K +54,090 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$604K -$3.5M -199,302 -86%
CWM
12
Concert Wealth Management
California
$261K
GHF
13
Good Harbor Financial
Illinois
$249K +$240K +13,692 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$240K +$174K +9,924 +305%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$206K +$199K +11,316 New
U
16
UBS
Switzerland
$200K +$100K +5,712 +107%
Wells Fargo
17
Wells Fargo
California
$173K +$167K +9,516 +158,600%
RIA
18
Regal Investment Advisors
Michigan
$27K -$4.46M -254,148 -99%
AIG
19
American International Group
New York
$10.9K +$10.5K +600 New
Creative Planning
20
Creative Planning
Kansas
$10K +$7.58K +432 +327%
Citigroup
21
Citigroup
New York
$10K +$10.1K +576 New
FAAS
22
First Allied Advisory Services
California
-$2.27M -143,646 Closed
MCC
23
Mid Continent Capital
Illinois
-$753K -47,610 Closed
Bank of America
24
Bank of America
North Carolina
-$63.1K -3,594 Closed
US Bancorp
25
US Bancorp
Minnesota
-$15K -960 Closed

MVV Hedge Fund Activity: Q3 2013 in Review

21 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra MidCap400 (MVV) for Q3 2013, worth a combined $76.7M — up 225% from $23.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new MVV positions and 4 closed out — a net gain of 6 holders — while 7 added to existing stakes and 3 trimmed.

The largest buyer was Visionary Asset Management, opening a new position worth an estimated $24.4M. The largest seller was Regal Investment Advisors, cutting an estimated $4.46M.

  • 21 institutional investors held ProShares Ultra MidCap400 (MVV) as of Q3 2013, up from 15 in Q2 2013.
  • Funds reported $76.7M of ProShares Ultra MidCap400 stock for Q3 2013, up 225% quarter-over-quarter.
  • 10 funds opened new ProShares Ultra MidCap400 positions in Q3 2013 and 4 closed out, a net change of +6 holders.
  • The largest ProShares Ultra MidCap400 buyer in Q3 2013 was Visionary Asset Management, an estimated $24.4M added.
  • The largest ProShares Ultra MidCap400 seller in Q3 2013 was Regal Investment Advisors, an estimated $4.46M sold.

Based on aggregated 13F filings for Q3 2013.