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PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$331K -$27.1K -525 -8%
EFS
27
Essex Financial Services
Connecticut
$329K
PCMC
28
Paragon Capital Management (Colorado)
Colorado
$312K
FBT
29
Founders Bank & Trust
Michigan
$275K
CIM
30
Confluence Investment Management
Missouri
$264K +$43.9K +850 +20%
AT
31
Arden Trust
Delaware
$264K +$49.5K +959 +23%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$239K
DI
33
Dalton Investments
Nevada
$213K -$151K -2,927 -42%
VAS
34
Valicenti Advisory Services
New York
$209K
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$183K +$41.3K +800 +30%
AIG
36
American International Group
New York
$170K +$1.08K +21 +0.6%
NES
37
New England Securities
New York
$163K +$88.6K +1,717 +122%
PP
38
Palladium Partners
Virginia
$144K +$58.1K +1,125 +69%
MFS
39
MSI Financial Services
Massachusetts
$139K +$413 +8 +0.3%
Creative Planning
40
Creative Planning
Kansas
$117K -$19.6K -379 -14%
JIR
41
James Investment Research
Ohio
$117K
Citigroup
42
Citigroup
New York
$43K -$30.8K -597 -42%
BC
43
Bartlett & Co
Ohio
$25K
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
-$539K -10,404 Closed
MA
45
MUFG Americas
New York
-$104K -2,000 Closed
ECAM
46
East Coast Asset Management
Massachusetts
-$38K -740 Closed