|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$4M
|
-$195K
|
-13,148
|
-5%
|
|
|
2
|
|
$2.78M
|
-$201K
|
-13,512
|
-7%
|
|
|
3
|
Advisors Asset Management
Monument,
Colorado
|
$1.99M
|
+$108K
|
+7,284
|
+6%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$1.77M
|
+$542K
|
+36,451
|
+44%
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$1.09M
|
-$96.7K
|
-6,504
|
-8%
|
|
|
6
|
LPL Financial
San Diego,
California
|
$1.07M
|
+$128K
|
+8,635
|
+13%
|
|
|
7
|
|
$680K
|
-$1.49K
|
-100
|
-0.2%
|
|
|
8
|
AQR Arbitrage
Greenwich,
Connecticut
|
$539K
|
+$543K
|
+36,494
|
New
|
|
|
9
|
Raymond James & Associates
St Petersburg,
Florida
|
$423K
|
-$50.2K
|
-3,375
|
-11%
|
|
|
10
|
Mackay Shields LLC
New York
|
$325K
|
–
|
–
|
–
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$252K
|
-$74.4K
|
-5,002
|
-23%
|
|
|
12
|
Peapack-Gladstone Financial Corp
Bedminster,
New Jersey
|
$249K
|
–
|
–
|
–
|
|
|
13
|
Private Advisor Group
Morristown,
New Jersey
|
$246K
|
+$16.4K
|
+1,100
|
+7%
|
|
|
14
|
TDAM USA
Toronto,
Ontario, Canada
|
$234K
|
–
|
–
|
–
|
|
|
15
|
Doliver Advisors
Houston,
Texas
|
$234K
|
+$236K
|
+15,853
|
New
|
|
|
16
|
Virtu KCG Holdings
New York
|
$200K
|
+$201K
|
+13,524
|
New
|
|
|
17
|
Garrison Bradford & Associates
New York
|
$184K
|
–
|
–
|
–
|
|
|
18
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$177K
|
–
|
–
|
–
|
|
|
19
|
Mariner Investment Group
Harrison,
New York
|
$163K
|
–
|
–
|
–
|
|
|
20
|
Pointe Capital Management
Grosse Pointe Farms,
Michigan
|
$162K
|
+$164K
|
+11,000
|
New
|
|
|
21
|
American International Group
New York
|
$115K
|
+$9.14K
|
+615
|
+9%
|
|
|
22
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$98K
|
–
|
–
|
–
|
|
|
23
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$30K
|
–
|
–
|
–
|
|
|
24
|
Advisory Services Network
Atlanta,
Georgia
|
$29K
|
–
|
–
|
–
|
|
|
25
|
MSI Financial Services
Springfield,
Massachusetts
|
$20K
|
–
|
–
|
–
|
|
