|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$2.15M
|
-$477K
|
-34,855
|
-18%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$1.25M
|
-$345K
|
-25,234
|
-21%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$1.13M
|
+$985K
|
+72,009
|
+567%
|
|
|
4
|
|
$891K
|
-$181K
|
-13,217
|
-17%
|
|
|
5
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$862K
|
+$883K
|
+64,597
|
New
|
|
|
6
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
$769K
|
+$21.3K
|
+1,560
|
+3%
|
|
|
7
|
|
$465K
|
-$8.75K
|
-640
|
-2%
|
|
|
8
|
Raymond James & Associates
St Petersburg,
Florida
|
$461K
|
+$328
|
+24
|
+0.1%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$454K
|
+$76.9K
|
+5,626
|
+20%
|
|
|
10
|
LPL Financial
San Diego,
California
|
$450K
|
-$114K
|
-8,353
|
-20%
|
|
|
11
|
|
$362K
|
+$143K
|
+10,436
|
+62%
|
|
|
12
|
|
$352K
|
–
|
–
|
–
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$283K
|
+$13.7K
|
+1,000
|
+5%
|
|
|
14
|
Tradewinds Capital Management
Bellingham,
Washington
|
$267K
|
+$273K
|
+20,000
|
New
|
|
|
15
|
First Allied Advisory Services
San Diego,
California
|
$207K
|
-$10.2K
|
-749
|
-5%
|
|
|
16
|
Hollencrest Capital Management
Newport Beach,
California
|
$178K
|
+$182K
|
+13,320
|
New
|
|
|
17
|
SG Americas Securities
New York
|
$106K
|
+$109K
|
+7,946
|
New
|
|
|
18
|
VanEck Associates
New York
|
$79K
|
-$9.86K
|
-721
|
-11%
|
|
|
19
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$10K
|
–
|
–
|
–
|
|
|
20
|
Windsor Capital Management
Phoenix,
Arizona
|
$6K
|
–
|
–
|
–
|
|
|
21
|
|
$2K
|
-$27.3K
|
-2,000
|
-94%
|
|
|
22
|
Tower Research Capital (TRC)
New York
|
$2K
|
-$5.2K
|
-380
|
-76%
|
|
|
23
|
Northern Trust
Chicago,
Illinois
|
$1K
|
-$41K
|
-3,000
|
-21%
|
|
|
24
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$601K
|
-42,477
|
Closed
|
|
|
25
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$37K
|
-2,600
|
Closed
|
|
