|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$11M
|
-1,420,947
|
Closed
|
|
|
2
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$1.35M
|
-174,342
|
Closed
|
|
|
3
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$938K
|
-120,780
|
Closed
|
|
|
4
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$789K
|
-101,508
|
Closed
|
|
|
5
|
Sterneck Capital Management
Kansas City,
Missouri
|
–
|
-$744K
|
-95,726
|
Closed
|
|
|
6
|
Saba Capital Management
New York
|
–
|
-$561K
|
-72,304
|
Closed
|
|
|
7
|
Doliver Advisors
Houston,
Texas
|
–
|
-$449K
|
-57,809
|
Closed
|
|
|
8
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$442K
|
-56,986
|
Closed
|
|
|
9
|
ProVise Management Group
Clearwater,
Florida
|
–
|
-$441K
|
-56,715
|
Closed
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
–
|
-$180K
|
-23,160
|
Closed
|
|
|
11
|
|
–
|
-$167K
|
-21,515
|
Closed
|
|
|
12
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$119K
|
-15,354
|
Closed
|
|
|
13
|
|
–
|
-$114K
|
-14,695
|
Closed
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$88K
|
-11,388
|
Closed
|
|
|
15
|
LPL Financial
San Diego,
California
|
–
|
-$88K
|
-11,358
|
Closed
|
|
|
16
|
|
–
|
-$39K
|
-4,975
|
Closed
|
|
|
17
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$20K
|
-2,515
|
Closed
|
|
|
18
|
Westport Resources Management
Westport,
Connecticut
|
–
|
-$19K
|
-2,500
|
Closed
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$18K
|
-2,300
|
Closed
|
|
|
20
|
New England Securities
New York
|
–
|
-$14K
|
-1,821
|
Closed
|
|
|
21
|
Next Financial Group
Houston,
Texas
|
–
|
-$5K
|
-625
|
Closed
|
|
