|
1
|
Bank of America
Charlotte,
North Carolina
|
$1.59M
|
-$215K
|
-15,285
|
-12%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$871K
|
-$75.9K
|
-5,400
|
-8%
|
|
|
3
|
|
$702K
|
+$234K
|
+16,632
|
+49%
|
|
|
4
|
HighTower Advisors
Chicago,
Illinois
|
$422K
|
+$421K
|
+29,935
|
New
|
|
|
5
|
Lazard Asset Management
New York
|
$401K
|
–
|
–
|
–
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$255K
|
-$24.7K
|
-1,757
|
-9%
|
|
|
7
|
|
$200K
|
-$129K
|
-9,183
|
-39%
|
|
|
8
|
Grace & White Inc
Ny,
New York
|
$161K
|
-$18.3K
|
-1,300
|
-10%
|
|
|
9
|
Joel Isaacson & Co
New York
|
$139K
|
–
|
–
|
–
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$105K
|
+$14
|
+1
|
+0%
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$92K
|
–
|
–
|
–
|
|
|
12
|
|
$18K
|
-$9.98K
|
-710
|
-35%
|
|
|
13
|
Focused Wealth Management
Newburgh,
New York
|
$10K
|
–
|
–
|
–
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$10K
|
–
|
–
|
–
|
|
|
15
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$379K
|
-27,000
|
Closed
|
|
|
16
|
Doliver Advisors
Houston,
Texas
|
–
|
-$142K
|
-10,087
|
Closed
|
|
|
17
|
Tower Research Capital (TRC)
New York
|
–
|
-$3K
|
-225
|
Closed
|
|
