|
2301
|
Moody National Bank Trust Division
Galveston,
Texas
|
–
|
-$210K
|
-1,449
|
Closed
|
|
|
2302
|
Archford Capital Strategies
Swansea,
Illinois
|
–
|
-$210K
|
-1,448
|
Closed
|
|
|
2303
|
Northwest Wealth Management
Spencer,
Iowa
|
–
|
-$207K
|
-1,427
|
Closed
|
|
|
2304
|
RFP Financial Group
Atlanta,
Georgia
|
–
|
-$205K
|
-1,411
|
Closed
|
|
|
2305
|
Apeiron RIA
Dallas,
Texas
|
–
|
-$202K
|
-1,388
|
Closed
|
|
|
2306
|
Regatta Capital Group
El Segundo,
California
|
–
|
-$200K
|
-1,378
|
Closed
|
|
|
2307
|
Aurora Private Wealth
Rockaway,
New Jersey
|
–
|
-$203K
|
-1,269
|
Closed
|
|
|
2308
|
Group One Trading
Chicago,
Illinois
|
–
|
-$139K
|
-917
|
Closed
|
|
|
2309
|
Limestone Investment Advisors
New York
|
–
|
-$129K
|
-852
|
Closed
|
|
|
2310
|
Bank of Jackson Hole Trust
Jackson,
Wyoming
|
–
|
-$121K
|
-830
|
Closed
|
|
|
2311
|
Kimelman & Baird
New York
|
–
|
-$116K
|
-800
|
Closed
|
|
|
2312
|
Resources Management Corp
West Hartford,
Connecticut
|
–
|
-$111K
|
-762
|
Closed
|
|
|
2313
|
Capula Management
Grand Cayman,
Cayman Islands
|
–
|
-$110K
|
-754
|
Closed
|
|
|
2314
|
True Link Financial Advisors
San Francisco,
California
|
–
|
-$108K
|
-744
|
Closed
|
|
|
2315
|
Wall Street Financial Group
Carlinville,
Illinois
|
–
|
-$106K
|
-727
|
Closed
|
|
|
2316
|
Munich Reinsurance
Munich,
|
–
|
-$100K
|
-689
|
Closed
|
|
|
2317
|
Cypress Capital Management (Wyoming)
Sheridan,
Wyoming
|
–
|
-$96K
|
-661
|
Closed
|
|
|
2318
|
Clayton Financial Group
St. Louis,
Missouri
|
–
|
-$89.9K
|
-619
|
Closed
|
|
|
2319
|
Scarborough Advisors
Annapolis,
Maryland
|
–
|
-$88.3K
|
-608
|
Closed
|
|
|
2320
|
WFA of San Diego
San Diego,
California
|
–
|
-$58.1K
|
-400
|
Closed
|
|
|
2321
|
Destiny Wealth Partners
Tavares,
Florida
|
–
|
-$54.6K
|
-376
|
Closed
|
|
|
2322
|
Twin Peaks Wealth Advisors
Burlingame,
California
|
–
|
-$54K
|
-372
|
Closed
|
|
|
2323
|
|
–
|
-$52.3K
|
-360
|
Closed
|
|
|
2324
|
Protective Life
Birmingham,
Alabama
|
–
|
-$33.8K
|
-233
|
Closed
|
|
|
2325
|
Timothy G. Youngquist 2020 Irrevocable Trust
Fort Myers,
Florida
|
–
|
-$27.3K
|
-188
|
Closed
|
|
