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NYLIM MacKay Muni Insured ETF
MMIN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26M +$10.2M +372,517 +64%
UBS Group
2
UBS Group
Switzerland
$10.9M +$5.88M +215,521 +117%
CG
3
CFO4Life Group
Texas
$9.12M +$1.3M +47,816 +17%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$6.38M +$5.49M +201,392 +608%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$5.51M +$4.33M +158,704 +362%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$5.45M +$3.05M +111,744 +126%
LPL Financial
7
LPL Financial
California
$5.32M +$2.79M +102,364 +110%
RJA
8
Raymond James & Associates
Florida
$3.26M +$760K +27,869 +30%
NFG
9
Next Financial Group
Texas
$2.98M +$368K +13,481 +14%
WP
10
WealthShield Partners
North Carolina
$2.51M +$2.15M +78,990 +600%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.25M +$1.19M +43,529 +111%
MWM
12
Minot Wealth Management
Massachusetts
$1.9M +$1.91M +70,000 New
BWM
13
BCS Wealth Management
Tennessee
$1.85M +$981K +35,971 +113%
SWP
14
Stratos Wealth Partners
Ohio
$809K +$811K +29,750 New
CA
15
Cetera Advisors
Colorado
$803K +$64.3K +2,356 +9%
Jane Street
16
Jane Street
New York
$672K -$1.39M -51,071 -67%
FAAS
17
First Allied Advisory Services
California
$604K +$606K +22,217 New
FA
18
FDx Advisors
Illinois
$602K – – –
AWM
19
Avitas Wealth Management
California
$598K +$599K +21,977 New
CFG
20
Capstone Financial Group
Oklahoma
$495K +$498K +18,242 New
Osaic Holdings
21
Osaic Holdings
Arizona
$433K +$120K +4,385 +38%
CPA
22
Clear Perspective Advisors
Illinois
$413K +$239K +8,750 New
CWAF
23
Core Wealth Advisors (Florida)
Florida
$375K +$347K +12,721 +1,208%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$245K +$245K +9,000 New
JWCA
25
J.W. Cole Advisors
Florida
$214K +$214K +7,851 New
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