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UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI

Delisted

MLPI was delisted on the 23rd of November, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
NC
26
NBW Capital
Massachusetts
$1.6M +$1.55M +40,620 New
Raymond James & Associates
27
Raymond James & Associates
Florida
$1.38M +$1.34M +35,012 New
Ancora Advisors
28
Ancora Advisors
Ohio
$1.17M +$1.13M +29,647 New
Raymond James Financial Services Advisors
29
Raymond James Financial Services Advisors
Florida
$1.13M +$1.1M +28,850 New
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$1.12M +$1.09M +28,447 New
SCA
31
Salient Capital Advisors
Texas
$1.02M +$993K +25,941 New
JMG Financial Group
32
JMG Financial Group
Illinois
$1M +$974K +25,452 New
Placemark Investments
33
Placemark Investments
Illinois
$987K +$962K +25,148 New
CW
34
Cobiz Wealth
Colorado
$977K +$952K +24,869 New
BB&T Securities
35
BB&T Securities
Virginia
$958K +$933K +24,393 New
Goldman Sachs
36
Goldman Sachs
New York
$876K +$854K +22,315 New
MAI Capital Management
37
MAI Capital Management
Ohio
$528K +$514K +13,430 New
NCM
38
Novare Capital Management
North Carolina
$489K +$476K +12,440 New
LPL Financial
39
LPL Financial
California
$474K +$462K +12,065 New
CWM
40
Concert Wealth Management
California
$429K +$415K +10,850 New
Northern Trust
41
Northern Trust
Illinois
$382K +$372K +9,725 New
SouthState Corp
42
SouthState Corp
Florida
$372K +$363K +9,480 New
First Allied Advisory Services
43
First Allied Advisory Services
California
$368K +$354K +9,250 New
FineMark National Bank & Trust
44
FineMark National Bank & Trust
Florida
$364K +$355K +9,269 New
Invesco
45
Invesco
Georgia
$357K +$348K +9,098 New
HCM
46
Hengehold Capital Management
Ohio
$265K +$258K +6,743 New
TCM
47
Telos Capital Management
California
$264K +$257K +6,716 New
AC
48
Alexandria Capital
Virginia
$187K +$182K +4,765 New
JFGIW
49
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$111K +$108K +2,830 New
Ladenburg Thalmann Financial Services
50
Ladenburg Thalmann Financial Services
Florida
$80K +$77.6K +2,027 New
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