|
1
|
Bank of America
Charlotte,
North Carolina
|
$10.8M
|
-$99.4K
|
-5,654
|
-0.9%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$2.2M
|
-$690K
|
-39,238
|
-24%
|
|
|
3
|
|
$1.75M
|
-$643K
|
-36,560
|
-27%
|
|
|
4
|
LPL Financial
San Diego,
California
|
$1.33M
|
-$141K
|
-8,031
|
-10%
|
|
|
5
|
|
$1.31M
|
-$48.6K
|
-2,763
|
-4%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$1.07M
|
-$487K
|
-27,715
|
-32%
|
|
|
7
|
Baird
Milwaukee,
Wisconsin
|
$844K
|
-$710K
|
-40,404
|
-46%
|
|
|
8
|
Stifel Nicolaus & Co
St Louis,
Missouri
|
$519K
|
+$33.2K
|
+1,888
|
+7%
|
|
|
9
|
GAM Holding
Zurich,
Switzerland
|
$322K
|
-$615K
|
-35,000
|
-66%
|
|
|
10
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$264K
|
-$2.12M
|
-120,332
|
-89%
|
|
|
11
|
|
$199K
|
+$193K
|
+10,980
|
New
|
|
|
12
|
James Investment Research
Alpha,
Ohio
|
$122K
|
–
|
–
|
–
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$117K
|
-$739K
|
-42,051
|
-87%
|
|
|
14
|
New England Securities
New York
|
$113K
|
+$108K
|
+6,152
|
+5,127%
|
|
|
15
|
|
$60K
|
–
|
–
|
–
|
|
|
16
|
American International Group
New York
|
$5.42K
|
-$12.3K
|
-700
|
-70%
|
|
|
17
|
Creative Planning
Overland Park,
Kansas
|
$2K
|
–
|
–
|
–
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$2K
|
–
|
–
|
–
|
|
|
19
|
|
–
|
-$4.41M
|
-242,095
|
Closed
|
|
|
20
|
Northern Trust
Chicago,
Illinois
|
–
|
-$2K
|
-13,245
|
Closed
|
|
|
21
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$222K
|
-12,220
|
Closed
|
|
|
22
|
Envestnet Asset Management
Chicago,
Illinois
|
–
|
-$31K
|
-1,730
|
Closed
|
|
|
23
|
WealthTrust Fairport
Cleveland,
Ohio
|
–
|
-$5K
|
-300
|
Closed
|
|
