|
1
|
Mizuho Securities USA
New York
|
$5.5M
|
+$5.49M
|
+531,836
|
New
|
|
|
2
|
Ellsworth Advisors
Hudson,
Ohio
|
$5.22M
|
–
|
–
|
–
|
|
|
3
|
|
$5.12M
|
+$4.91M
|
+475,696
|
+3,293%
|
|
|
4
|
First Trust Capital Management
Chicago,
Illinois
|
$4.96M
|
+$4.19M
|
+405,450
|
+583%
|
|
|
5
|
|
$4.74M
|
+$4.69M
|
+454,400
|
New
|
|
|
6
|
|
$4.18M
|
+$200K
|
+19,350
|
+5%
|
|
|
7
|
Glazer Capital LLC
New York
|
$4.17M
|
-$6.66M
|
-645,342
|
-62%
|
|
|
8
|
Wolverine Asset Management
Chicago,
Illinois
|
$3.32M
|
+$971K
|
+94,079
|
+42%
|
|
|
9
|
|
$3.15M
|
+$3.11M
|
+301,592
|
New
|
|
|
10
|
Castle Creek Arbitrage
Avon,
Colorado
|
$3.14M
|
+$3.11M
|
+300,852
|
New
|
|
|
11
|
|
$2.67M
|
+$2.64M
|
+255,600
|
New
|
|
|
12
|
|
$2.61M
|
+$2.58M
|
+250,000
|
New
|
|
|
13
|
UBS O'Connor
Chicago,
Illinois
|
$2.33M
|
-$53.8K
|
-5,209
|
-2%
|
|
|
14
|
Periscope Capital
Toronto,
Ontario, Canada
|
$1.83M
|
-$3.12M
|
-302,117
|
-63%
|
|
|
15
|
Meteora Capital
Boca Raton,
Florida
|
$1.48M
|
-$10
|
-1
|
-0%
|
|
|
16
|
K2 Principal Fund
Toronto,
Ontario, Canada
|
$1.46M
|
+$1.44M
|
+139,922
|
New
|
|
|
17
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$1.31M
|
+$705K
|
+68,285
|
+120%
|
|
|
18
|
Shaolin Capital Management
Miami,
Florida
|
$988K
|
–
|
–
|
–
|
|
|
19
|
W.R. Berkley Corp
Greenwich,
Connecticut
|
$727K
|
-$7.8M
|
-755,766
|
-92%
|
|
|
20
|
Tuttle Capital Management
Riverside,
Connecticut
|
$550K
|
+$544K
|
+52,694
|
New
|
|
|
21
|
Cowen and Company
New York
|
$313K
|
+$310K
|
+30,000
|
New
|
|
|
22
|
|
$209
|
-$16.5K
|
-1,598
|
-99%
|
|
|
23
|
Polar Asset Management Partners
Toronto,
Ontario, Canada
|
–
|
-$15.4M
|
-1,498,998
|
Closed
|
|
|
24
|
Magnetar Financial
Evanston,
Illinois
|
–
|
-$14.9M
|
-1,453,495
|
Closed
|
|
|
25
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$6.16M
|
-602,581
|
Closed
|
|
