|
1
|
Karpus Investment Management
Pittsford,
New York
|
$24.2M
|
+$24M
|
+5,250,000
|
New
|
|
|
2
|
1607 Capital Partners
Richmond,
Virginia
|
$18.5M
|
+$1.44M
|
+314,700
|
+9%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$13.2M
|
+$760K
|
+165,939
|
+6%
|
|
|
4
|
Relative Value Partners Group
|
$10.9M
|
-$246K
|
-53,793
|
-2%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$8.53M
|
-$27.9M
|
-6,083,622
|
-77%
|
|
|
6
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$1.07M
|
+$679K
|
+148,346
|
+176%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$641K
|
+$61.9K
|
+13,510
|
+11%
|
|
|
8
|
Cetera Advisor Networks
El Segundo,
California
|
$554K
|
+$323K
|
+70,450
|
+141%
|
|
|
9
|
MML Investors Services
Springfield,
Massachusetts
|
$484K
|
+$7.38K
|
+1,612
|
+2%
|
|
|
10
|
|
$411K
|
-$44.4K
|
-9,707
|
-10%
|
|
|
11
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$358K
|
+$356K
|
+77,693
|
New
|
|
|
12
|
Mid Atlantic Financial Management
Pittsburgh,
Pennsylvania
|
$274K
|
+$60K
|
+13,100
|
+28%
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
$258K
|
+$80K
|
+17,483
|
+45%
|
|
|
14
|
Oppenheimer & Co
New York
|
$231K
|
+$68.7K
|
+15,000
|
+43%
|
|
|
15
|
Wedbush Securities
Los Angeles,
California
|
$124K
|
–
|
–
|
–
|
|
|
16
|
Raymond James & Associates
St Petersburg,
Florida
|
$120K
|
+$1.4K
|
+306
|
+1%
|
|
|
17
|
Ameritas Investment Company
Lincoln,
Nebraska
|
$117K
|
+$60K
|
+13,112
|
+106%
|
|
|
18
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
$107K
|
+$13.1K
|
+2,854
|
+14%
|
|
|
19
|
Bank of America
Charlotte,
North Carolina
|
$105K
|
-$804K
|
-175,632
|
-88%
|
|
|
20
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$100K
|
+$99.3K
|
+21,700
|
New
|
|
|
21
|
Gilman Hill Asset Management
New Canaan,
Connecticut
|
$78K
|
+$4.58K
|
+1,000
|
+6%
|
|
|
22
|
Grace & White Inc
Ny,
New York
|
$62K
|
–
|
–
|
–
|
|
|
23
|
Boenning & Scattergood
West Conshohocken,
Pennsylvania
|
$60K
|
–
|
–
|
–
|
|
|
24
|
Advisor Group
Phoenix,
Arizona
|
$31K
|
–
|
–
|
–
|
|
|
25
|
Advisory Services Network
Atlanta,
Georgia
|
$14K
|
–
|
–
|
–
|
|
